BAXTER INTERNATIONAL INC — Director's Dealing 2021

Mar 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2021-03-03

Reporting Person: Stevens Brian (SVP, CAO and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-03	Common Stock, $1 par value	A	1750	—	Acquired	19010	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-03	Stock Option (Right to Buy)	$77.15	A	17424	Acquired	2031-03-03	Common Stock, $1 par value (17424)	Direct

Footnotes

F1: The reporting person received a grant of 1,750 restricted stock units which are scheduled to vest in three equal annual installments beginning on March 3, 2022, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2015 Incentive Plan.

F2: The options become exercisable in three equal annual installments beginning on March 3, 2022, the first anniversary of the grant date.