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BAXTER INTERNATIONAL INC — Director's Dealing 2021
May 7, 2021
30537_dirs_2021-05-06_295fe2e8-94be-4eed-bf8b-0fb19423e663.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2021-05-04
Reporting Person: FORSYTH JOHN D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-04 | Common Stock, $1 par value | A | 1116 | — | Acquired | 35315 | Direct |
| 2021-05-05 | Common Stock, $1 par value | G | 8560 | — | Disposed | 26755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-04 | Stock Option (Right to Buy) | $87.44 | A | 5685 | Acquired | 2031-05-04 | Common Stock, $1 par value (5685) | Direct |
Footnotes
F1: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. ("Company"), subject to the terms and conditions of the applicable grant.
F2: Represents a bona fide gift of the Issuer's Common Stock to a charitable foundation.
F3: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.
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