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BAXTER INTERNATIONAL INC — Director's Dealing 2021
Nov 3, 2021
30537_dirs_2021-11-03_fd704b45-5614-4d6e-94b2-5162a16563e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2021-11-01
Reporting Person: Martin Sean (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Common Stock, $1 par value | M | 21450 | $50.77 | Acquired | 63731 | Direct |
| 2021-11-01 | Common Stock, $1 par value | S | 19876 | $79.53 | Disposed | 43855 | Direct |
| 2021-11-01 | Common Stock, $1 par value | S | 1574 | $80.03 | Disposed | 42281 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-01 | Stock Option (Right to Buy) | $50.77 | M | 21450 | Disposed | 2027-03-02 | Common Stock, $1 par value (21450) | Direct |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin.
F2: Price reflects weighted average sales price. Range of prices for transactions are $78.93 through $79.92. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
F3: Price reflects weighted average sales price. Range of prices for transactions are $79.94 through $80.14. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.