BAXTER INTERNATIONAL INC — Director's Dealing 2020

Mar 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-03-20

Reporting Person: Stevens Brian (SVP, CAO and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-20	Common Stock, $1 par value	A	1579	—	Acquired	17908	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-20	Stock Option (Right to Buy)	$75.75	A	15893	Acquired	2030-03-20	Common Stock, $1 par value (15893)	Direct

Footnotes

F1: The reporting person received a grant of 1,579 restricted stock units which are scheduled to vest in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2011 Incentive Plan.

F2: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.