BAXTER INTERNATIONAL INC — Director's Dealing 2020

Apr 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-04-01

Reporting Person: HELLMAN PETER S (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-01	Common Stock, $1 par value	M	4320	$24.27	Acquired	28620	Direct
2020-04-01	Common Stock, $1 par value	S	1800	$79.05	Disposed	26820	Direct
2020-04-01	Common Stock, $1 par value	S	2520	$80.10	Disposed	24300	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-01	Common Stock, $1 par value	$24.27	M	4320	Disposed	2020-05-04	Common Stock, $1 par value (4320)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $1 par value	560	Indirect

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Hellman.

F2: Price reflects weighted average sales price. Range of prices for transactions are $78.68 through $79.65. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

F3: Price refects weighted average sales price. Range of prices for transactions are $79.69 through $80.41. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.