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BAXTER INTERNATIONAL INC Director's Dealing 2020

Apr 3, 2020

30537_dirs_2020-04-03_447c5c2b-5b43-4a11-8c2b-26ecf7681d0f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-04-01

Reporting Person: STROUCKEN ALBERT P L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-01 Common Stock, $1 par value M 4320 $24.27 Acquired 34018 Direct
2020-04-01 Common Stock, $1 par value S 1300 $78.79 Disposed 32718 Direct
2020-04-01 Common Stock, $1 par value S 3020 $80.00 Disposed 29698 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-04-01 Stock Option (Right to Buy) $24.27 M 4320 Disposed 2020-05-04 Common Stock, $1 par value (4320) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $1 par value 696 Indirect

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to certain vested stock options previously granted by Baxter International Inc.("BII") to Mr. Stroucken.

F2: Price reflects weighted average sales price. Range of prices for transactions are $78.47 through $79.19. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

F3: Price reflects weighted average sales price. Range of prices for transactions are $79.55 through $80.41. Full information regarding the number of shares sold at each separate prce will b providided by BII upon request.