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BAXTER INTERNATIONAL INC — Director's Dealing 2020
Apr 3, 2020
30537_dirs_2020-04-03_447c5c2b-5b43-4a11-8c2b-26ecf7681d0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-04-01
Reporting Person: STROUCKEN ALBERT P L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-01 | Common Stock, $1 par value | M | 4320 | $24.27 | Acquired | 34018 | Direct |
| 2020-04-01 | Common Stock, $1 par value | S | 1300 | $78.79 | Disposed | 32718 | Direct |
| 2020-04-01 | Common Stock, $1 par value | S | 3020 | $80.00 | Disposed | 29698 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-01 | Stock Option (Right to Buy) | $24.27 | M | 4320 | Disposed | 2020-05-04 | Common Stock, $1 par value (4320) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 696 | Indirect |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to certain vested stock options previously granted by Baxter International Inc.("BII") to Mr. Stroucken.
F2: Price reflects weighted average sales price. Range of prices for transactions are $78.47 through $79.19. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
F3: Price reflects weighted average sales price. Range of prices for transactions are $79.55 through $80.41. Full information regarding the number of shares sold at each separate prce will b providided by BII upon request.