BAXTER INTERNATIONAL INC — Director's Dealing 2020

Jun 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-06-08

Reporting Person: Franzi Cristiano (SVP, President, EMEA)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-08	Common Stock, $1 par value	M	46600	$62.23	Acquired	85688	Direct
2020-06-08	Common Stock, $1 par value	S	23900	$87.33	Disposed	61788	Direct
2020-06-08	Common Stock, $1 par value	S	22700	$87.96	Disposed	39088	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-08	Stock Option (Right to Buy)	$62.23	M	46600	Disposed	2027-09-01	Common Stock, $1 par value (46600)	Direct

Footnotes

F1: The options are exercisable in three equal annual installments beginning on September 1, 2018, the first anniversary of the grant date. On September 4, 2018 and September 3, 2019, 23,333 options became exercisable for a total of 46,666 exercisable options.

F2: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Franzi with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Franzi.

F3: Price reflects weighted average sales price. Range of prices for transactions are $ 86.77 through $87.77. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

F4: Price reflects weighted average sales price. Range of prices for transactions are $ 87.78 through $88.17 Full information regarding the number of shares sold at each separate price will be provided by BII upon request.