BAXTER INTERNATIONAL INC — Director's Dealing 2020

Jun 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-06-19

Reporting Person: Accogli Giuseppe (SVP, President, Americas)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-19	Common Stock, $1 par value	M	8334	$46.18	Acquired	76473	Direct
2020-06-19	Common Stock, $1 par value	M	62388	$50.77	Acquired	138861	Direct
2020-06-19	Common Stock, $1 par value	S	72341	$85.00	Disposed	66520	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-19	Stock Option (Right to Buy)	$46.18	M	8334	Disposed	2026-09-01	Common Stock, $1 par value (8334)	Direct
2020-06-19	Stock Option [Right to Buy)	$50.77	M	62388	Disposed	2027-03-02	Common Stock, $1 par value (62388)	Direct

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

F2: The options become exercisable in three equal annual installments beginning on September 1, 2017, the first anniversary of the grant date.

F3: The options become exercisable in three equal annual installments beginning on March 2, 2018, the first anniversary of the grant date.