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BAXTER INTERNATIONAL INC — Director's Dealing 2020
Aug 5, 2020
30537_dirs_2020-08-05_263ea1e9-ce1f-4b10-8dc0-fd3d94036707.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-08-03
Reporting Person: GAVIN JAMES R III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-03 | Common Stock, $1 par value | M | 4110 | $39.83 | Acquired | 43618 | Direct |
| 2020-08-03 | Common Stock, $1 par value | M | 10789 | $37.50 | Acquired | 54407 | Direct |
| 2020-08-03 | Common Stock, $1 par value | S | 11548 | $86.26 | Disposed | 42859 | Direct |
| 2020-08-03 | Common Stock, $1 par value | S | 3351 | $86.91 | Disposed | 39508 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-03 | Stock Option (Right to Buy) | $39.83 | M | 4110 | Disposed | 2024-05-06 | Common Stock, $1 par value (4110) | Direct |
| 2020-08-03 | Stock Option (Right to Buy) | $37.50 | M | 10789 | Disposed | 2025-05-05 | Common Stock, $1 par value (10789) | Direct |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Gavin with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Gavin.
F2: Price reflects weighted average sales price. Range of prices for transactions are $ 85.80 through $86.80. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
F3: Price reflects weighted average sales price. Range of prices for transactions are $ 86.82 through $86.96. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.