BAXTER INTERNATIONAL INC — Director's Dealing 2020

Sep 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-09-01

Reporting Person: Borzi James W (SVP, Global Supply Chain)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-01	Common Stock, $1 par value	A	12000	—	Acquired	12000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-01	Stock Option (Right to Buy)	$85.55	A	60000	Acquired	2030-08-30	Common Stock, $1 par value (60000)	Direct

Footnotes

F1: The reporting person received a grant of 12,000 restricted stock units which are scheduled to vest on September 1, 2022.

F2: The options become exercisable in three equal annual installments beginning on September 1, 2021, the first anniversary of the grant date.