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BAXTER INTERNATIONAL INC — Director's Dealing 2020
Nov 4, 2020
30537_dirs_2020-11-04_a6106ef9-839e-4b10-8462-bb79736c2dbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-11-02
Reporting Person: Martin Sean (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-02 | Common Stock, $1 par value | M | 47001 | $50.77 | Acquired | 86641 | Direct |
| 2020-11-02 | Common Stock, $1 par value | S | 36608 | $78.52 | Disposed | 50033 | Direct |
| 2020-11-02 | Common Stock, $1 par value | S | 10393 | $79.22 | Disposed | 39640 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-02 | Stock Option (Right to Buy) | $50.77 | M | 47001 | Disposed | 2027-03-02 | Common Stock, $1 par value (47001) | Direct |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Martin.
F2: Price reflects weighted average sales price. Range of prices for transactions are $ 77.94 through $78.93. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
F3: Price reflects weighted average sales price. Range of prices for transactions are $ 78.94 through $79.76. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.