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BAXTER INTERNATIONAL INC Director's Dealing 2019

Feb 5, 2019

30537_dirs_2019-02-04_1965eefc-e022-4176-b1f1-5113ee66d8a4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2019-01-31

Reporting Person: Mason Jeanne K (SVP, Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-31 Common Stock, $1 par value M 37274 $31.77 Acquired 134656 Direct
2019-01-31 Common Stock, $1 par value S 37274 $72.00 Disposed 97382 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-31 Stock Option (Right to Buy) $31.77 M 12424 Disposed 2020-03-03 Common Stock, $1 par value (12424) Direct
2019-01-31 Stock Option (Right to Buy) $31.77 M 12425 Disposed 2020-03-03 Common Stock, $1 par value (12425) Direct
2019-01-31 Stock Option (Right to Buy) $31.77 M 12425 Disposed 2020-03-03 Common Stock, $1 par value (12425) Direct

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason.