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BAXTER INTERNATIONAL INC — Director's Dealing 2019
Jun 17, 2019
30537_dirs_2019-06-17_c7c47322-8bdf-4f80-9ad1-1d7475d7af5d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2019-06-07
Reporting Person: Kunzler Jacqueline (SVP, Chief Quality Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 9616 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $28.97 | 2021-03-04 | Common Stock, $1 par value (1861) | Direct | |
| Stock Option (Right to Buy) | $30.95 | 2022-03-06 | Common Stock, $1 par value (2215) | Direct | |
| Stock Option (Right to Buy) | $37.82 | 2023-03-03 | Common Stock, $1 par value (4163) | Direct | |
| Stock Option (Right to Buy) | $37.17 | 2024-03-04 | Common Stock, $1 par value (2957) | Direct | |
| Stock Option (Right to Buy) | $37.38 | 2025-03-03 | Common Stock, $1 par value (11807) | Direct | |
| Stock Option (Right to Buy) | $39.33 | 2026-03-03 | Common Stock, $1 par value (9702) | Direct | |
| Stock Option (Right to Buy) | $50.77 | 2027-03-02 | Common Stock, $1 par value (26738) | Direct | |
| Stock Option (Right to Buy) | $66.31 | 2028-03-01 | Common Stock, $1 par value (24273) | Direct | |
| Stock Option (Right to Buy) | $74.73 | 2029-02-28 | Common Stock, $1 par value (20576) | Direct | |
| Deferred Comp Plan Baxter Common Stock Fund | $ | Common Stock, $1 par value (3593) | Direct |
Footnotes
F1: The stock options vested in three equal annual installments beginning on March 4, 2012, the first anniversary of the grant date.
F2: The stock options vested in three equal annual installments beginning on March 6, 2013, the first anniversary of the grant date.
F3: The stock options vested in three equal annual installments beginning on March 5, 2014, the first anniversary of the grant date.
F4: The stock options vested in three equal annual installments beginning on March 4, 2015, the first anniversary of the grant date.
F5: The stock options vested in three equal annual installments beginning on March 3, 2016, the first anniversary of the grant date.
F6: The stock options vested in three equal annual installments beginnin on March 3, 2017, the first anniversary of the grant date.
F7: The stock options vest in three equal annual installments beginning on March 2, 2018, the first anniversary of the grant date.
F8: The stock options vest in three equal annual installments beginning on March 1, 2019, the first anniversary of the grant date.
F9: The stock options vest in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.
F10: Reporting person allocated compensation deferred under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.
F11: 1 for 1