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BAXTER INTERNATIONAL INC — Director's Dealing 2018
Apr 4, 2018
30537_dirs_2018-04-04_95acd21e-33a0-49d2-b4bb-493ba0b410a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2018-04-02
Reporting Person: HELLMAN PETER S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-02 | Common Stock, $1 par value | M | 3760 | $33.77 | Acquired | 25522 | Direct |
| 2018-04-02 | Common Stock, $1 par value | S | 3460 | $64.69 | Disposed | 22062 | Direct |
| 2018-04-02 | Common Stock, $1 par value | S | 300 | $65.27 | Disposed | 21762 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-02 | Stock Option (Right to Buy) | $33.77 | M | 3760 | Disposed | 2018-05-04 | Common Stock, $1 par value (3760) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 560 | Indirect |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Hellman on May 6, 2008.
F2: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to the stock options granted by BII to Mr. Hellman.
F3: Price reflects weighted average sales price. Range of prices for transactions are $64.19 through $65.18. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
F4: Price reflects weighted average sales price. Range of prices for transactions are $65.22 through $65.35. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.