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BAXTER INTERNATIONAL INC — Director's Dealing 2018
May 10, 2018
30537_dirs_2018-05-10_b4613b8b-462d-4b78-b7ed-7e3280d988a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2018-05-08
Reporting Person: Eyre Brik V (SVP, President, Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-08 | Common Stock, $1 par value | M | 20000 | $37.38 | Acquired | 101474 | Direct |
| 2018-05-08 | Common Stock, $1 par value | S | 36359 | $69.61 | Disposed | 65115 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-08 | Stock Option (Right to Buy) | $37.38 | M | 4414 | Disposed | 2025-03-03 | Common Stock, $1 par value (4414) | Direct |
| 2018-05-08 | Stock Option (Right to Buy) | $37.38 | M | 15586 | Disposed | 2025-03-03 | Common Stock, $1 par value (15586) | Direct |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Eyre.
F2: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options and restricted stock units previously granted by BII to Mr. Eyre.
F3: Price reflects weighted average sales price. Range of prices for transactions are $63.31 through $70.15. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.