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BAXTER INTERNATIONAL INC Director's Dealing 2018

Sep 19, 2018

30537_dirs_2018-09-19_60f305b1-d858-4cef-8ba5-151a9fbd4a80.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2018-09-17

Reporting Person: Eyre Brik V (SVP, President, Americas)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-17 Common Stock, $1 par value M 42243 $37.38 Acquired 107605 Direct
2018-09-17 Common Stock, $1 par value M 29400 $39.33 Acquired 137005 Direct
2018-09-17 Common Stock, $1 par value S 78012 $77.31 Disposed 58993 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-17 Stock Option (Right to Buy) $37.38 M 42243 Disposed 2025-03-03 Common Stock, $1 par value (42243) Direct
2018-09-17 Stock Option (Right to Buy) $39.33 M 29400 Disposed 2026-03-03 Common Stock, $1 par value (29400) Direct

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre.

F2: Price reflects weighted average sales price. Range of prices for transactions are $77.10 through $77.52. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.