BAXTER INTERNATIONAL INC — Director's Dealing 2018

Dec 6, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2018-12-03

Reporting Person: Stevens Brian (SVP, CAO and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-03	Common Stock, $1 par value	A	7500	—	Acquired	7500	Direct
2018-12-03	Common Stock, $1 par value	A	7500	—	Acquired	15000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-03	Stock Option (Right to Buy)	$69.20	A	70000	Acquired	2028-12-01	Common Stock, $1 par value (70000)	Direct

Footnotes

F1: The restricted stock units are scheduled to vest in three equal annual installments beginning on December 3, 2019, the first anniversary of the grant date.

F2: The restricted stock units are scheduled to vest in full on December 3, 2021.

F3: The options become exercisable in three equal annual installments beginning on December 3, 2019, the first anniversary of the grant date.