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BAXTER INTERNATIONAL INC — Director's Dealing 2018
Dec 6, 2018
30537_dirs_2018-12-06_d2ddb130-fbb6-4be8-a21f-2e5504e77558.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2018-12-03
Reporting Person: Shapazian Carole J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-03 | Common Stock, $1 par value | M | 5389 | $37.50 | Acquired | 15237 | Direct |
| 2018-12-03 | Common Stock, $1 par value | M | 6360 | $44.39 | Acquired | 21597 | Direct |
| 2018-12-03 | Common Stock, $1 par value | S | 11749 | $68.48 | Disposed | 9848 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-03 | Stock Option (Right to Buy) | $37.50 | M | 5389 | Acquired | 2025-05-05 | Common Stock, $1 par value (5389) | Direct |
| 2018-12-03 | Stock Option (Right to Buy) | $44.39 | M | 6360 | Acquired | 2026-05-03 | Common Stock, $1 par value (6360) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 6120 | Indirect |
Footnotes
F1: Price reflects weighted average sales price. Range of prices for transactions are $68.47 through $68.54. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
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