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BAXTER INTERNATIONAL INC Director's Dealing 2018

Dec 6, 2018

30537_dirs_2018-12-06_d2ddb130-fbb6-4be8-a21f-2e5504e77558.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2018-12-03

Reporting Person: Shapazian Carole J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-03 Common Stock, $1 par value M 5389 $37.50 Acquired 15237 Direct
2018-12-03 Common Stock, $1 par value M 6360 $44.39 Acquired 21597 Direct
2018-12-03 Common Stock, $1 par value S 11749 $68.48 Disposed 9848 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-03 Stock Option (Right to Buy) $37.50 M 5389 Acquired 2025-05-05 Common Stock, $1 par value (5389) Direct
2018-12-03 Stock Option (Right to Buy) $44.39 M 6360 Acquired 2026-05-03 Common Stock, $1 par value (6360) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $1 par value 6120 Indirect

Footnotes

F1: Price reflects weighted average sales price. Range of prices for transactions are $68.47 through $68.54. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.