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BAXTER INTERNATIONAL INC — Director's Dealing 2017
Apr 13, 2017
30537_dirs_2017-04-12_2ab841f7-26f1-4784-b507-967b5fe9d83f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2017-04-10
Reporting Person: STROUCKEN ALBERT P L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-10 | Common Stock, $1 par value | M | 4280 | $30.73 | Acquired | 25667 | Direct |
| 2017-04-10 | Common Stock, $1 par value | S | 4280 | $52.80 | Disposed | 21387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-10 | Stock Option (Right to Buy) | $30.73 | M | 4280 | Disposed | 2017-05-01 | Common Stock, $1 par value (4280) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 696 | Indirect |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to the stock options granted by Baxter International Inc. to Mr. Stroucken on May 1, 2007.
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