BAXTER INTERNATIONAL INC — Director's Dealing 2017

Sep 6, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2017-09-01

Reporting Person: Franzi Cristiano (SVP, President, EMEA)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-01	Common Stock, $1 par value	A	12000	—	Acquired	12000	Direct
2017-09-01	Common Stock, $1 par value	A	21000	—	Acquired	33000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-09-01	Employee Stock Option (Right to Buy)	$62.23	A	70000	Acquired	2027-09-01	Common Stock, $1 par value (70000)	Direct

Footnotes

F1: The restricted stock units will vest on September 1, 2020.

F2: The restricted stock units will vest in three equal annual installments beginning on September 4, 2018, the first anniversary of the grant date.

F3: The options become exercisable in three equal annual installments beginning on September 4, 2018, the first anniversary of the grant date.