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BAXTER INTERNATIONAL INC — Director's Dealing 2016
Mar 7, 2016
30537_dirs_2016-03-07_53646d6b-f61e-472f-b410-cf177d624544.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2016-03-03
Reporting Person: Lawrence Timothy P (CVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-03 | Common Stock, $1 par value | F | 704 | $39.33 | Disposed | 34883 | Direct |
| 2016-03-04 | Common Stock, $1 par value | F | 195 | $39.46 | Disposed | 34688 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-03 | Stock Option (Right to Buy) | $39.33 | A | 55887 | Acquired | 2026-03-03 | Common Stock, $1 par value (55887) | Direct |
Footnotes
F1: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.
F2: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 4, 2014.
F3: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.
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