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BAXTER INTERNATIONAL INC — Director's Dealing 2016
Mar 7, 2016
30537_dirs_2016-03-07_73aa58c3-8f40-4243-b3c4-aad1c91e571c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2016-03-03
Reporting Person: Scharf David P. (CVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-03 | Common Stock, $1 par value | F | 4435 | $39.33 | Disposed | 94571 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-03 | Stock Option (Right to Buy) | $39.33 | A | 130402 | Acquired | 2026-03-03 | Common Stock, $1 par value (130402) | Direct |
Footnotes
F1: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.
F2: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.
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