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BAXTER INTERNATIONAL INC Director's Dealing 2016

Mar 7, 2016

30537_dirs_2016-03-07_73aa58c3-8f40-4243-b3c4-aad1c91e571c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2016-03-03

Reporting Person: Scharf David P. (CVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-03 Common Stock, $1 par value F 4435 $39.33 Disposed 94571 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-03 Stock Option (Right to Buy) $39.33 A 130402 Acquired 2026-03-03 Common Stock, $1 par value (130402) Direct

Footnotes

F1: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.

F2: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.