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BAXTER INTERNATIONAL INC — Director's Dealing 2016
Mar 15, 2016
30537_dirs_2016-03-15_badbc7c2-a228-4d4a-b4f1-98893e99cf07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2016-03-14
Reporting Person: GAVIN JAMES R III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-14 | Common Stock, $1 par value | M | 5660 | $20.96 | Acquired | 33432 | Direct |
| 2016-03-14 | Common Stock, $1 par value | S | 5660 | $40.34 | Disposed | 27772 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-14 | Stock Option (Right to Buy) | $20.96 | M | 5660 | Disposed | 2016-05-09 | Common Stock, $1 par value (5660) | Direct |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Gavin with respect to the stock options granted by Baxter International Inc. to Mr. Gavin on May 9, 2006.
F2: Price reflects weighted average sales price. Range of prices for transactions are $40.09 through $40.44. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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