BAXTER INTERNATIONAL INC — Director's Dealing 2016

Apr 7, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2016-04-01

Reporting Person: Karp Caroline (CVP, Controller)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $1 par value	6281	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$37.17	2024-03-04	Common Stock, $1 par value (4425)		Direct
Stock Option (Right to Buy)	$37.38	2025-03-03	Common Stock, $1 par value (11807)		Direct
Stock Option (Right to Buy)	$39.33	2026-03-03	Common Stock, $1 par value (7439)		Direct

Footnotes

F1: Two-thirds of this option is presently exercisable. The remaining one third becomes exercisable on March 6, 2017.

F2: One-third of this option is presently exercisable. The remaining two-thirds become exercisable on March 3, 2017 and March 5, 2018.

F3: This option will vest in three equal annual installments beginning on March 3, 2017, the first anniversary of the grant date of the option award.