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BAXTER INTERNATIONAL INC Director's Dealing 2016

Jun 27, 2016

30537_dirs_2016-06-27_4bd25df6-7d8d-4739-b22f-76b26acbedc9.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2016-06-17

Reporting Person: Accogli Giuseppe (CVP, Renal)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $1 par value 15945 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $28.97 2022-03-04 Common Stock, $1 par value (1241) Direct
Stock Option (Right to Buy) $30.95 2023-03-06 Common Stock, $1 par value (2461) Direct
Stock Option (Right to Buy) $37.82 2024-03-05 Common Stock, $1 par value (5553) Direct
Stock Option (Right to Buy) $37.17 2025-03-04 Common Stock, $1 par value (9386) Direct
Stock Option (Right to Buy) $37.38 2026-03-03 Common Stock, $1 par value (34005) Direct
Stock Option (Right to Buy) $39.33 2027-03-03 Common Stock, $1 par value (27943) Direct

Footnotes

F1: This option is presently exercisable in full.

F2: Two-thirds of this option is presently exercisable. The remaining one third becomes exercisable on March 6, 2017.

F3: One-third of this option is presently exercisable. Each one-third of the remaining two-thirds become exercisable on March 3, 2017 and March 5, 2018, respectively.

F4: This option will vest in three equal annual installments beginning on March 3, 2017, the first anniversary of the grant date of the existing option award.