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BAXTER INTERNATIONAL INC — Director's Dealing 2015
Oct 2, 2015
30537_dirs_2015-10-01_9889daa1-5872-4c9c-9d24-f378800b648c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2015-09-29
Reporting Person: Third Point LLC (Director)
Reporting Person: Loeb Daniel S (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 53850000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Short Put Option (obligation to buy) | $37.50 | 2015-11-20 | Common Stock (4500000) | Indirect |
Footnotes
F1: The securities disclosed in this Form 3 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all securities, except to the extent of any indirect pecuniary interest therein.
F2: Exercisable at any time up to and including the expiration date.