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BAXTER INTERNATIONAL INC — Director's Dealing 2015
Oct 2, 2015
30537_dirs_2015-10-01_9bb0b7f5-3948-4e36-b814-ed009405436a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2015-09-29
Reporting Person: Islam Munib (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-29 | Common Stock, $1 par value | A | 1790 | — | Acquired | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-29 | Stock Option (right to buy) | $32.85 | A | 6290 | Acquired | 2025-09-29 | Common Stock (6290) | Direct |
Footnotes
F1: The Reporting Person received a grant of 1,790 restricted stock units which vest on the date of the 2016 annual meeting of shareholders.
F2: Given the Reporting Person's employment by Third Point LLC, Third Point LLC will have all voting and dispositive control over all securities granted to Mr. Islam and the rights to any economic return therefrom. The Reporting Person disclaims beneficial ownership with respect to all securities reported herein.
F3: The Reporting Person received a grant of 6,290 stock options. The date exercisable is the date of the 2016 annual meeting of shareholders.