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BAXTER INTERNATIONAL INC Director's Dealing 2015

Mar 5, 2015

30537_dirs_2015-03-05_f8941ab4-67eb-4d0c-b64b-7f5d3025fb25.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2015-03-03

Reporting Person: PARKINSON ROBERT L JR (Director, Chairman of the Board and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-03 Common Stock, $1 par value A 70145 Acquired 630098 Direct
2015-03-05 Common Stock, $1 par value F 8762 $69.21 Disposed 621336 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-03-03 Stock Option (Right to Buy) $69.42 A 531561 Acquired 2025-03-03 Common Stock, $1 par value (531561) Direct

Footnotes

F1: The reporting person received a grant of 70,145 restricted stock units which will vest in three equal installments beginning on the first anniversary of the grant date.

F2: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 5, 2013.

F3: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.