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BAXTER INTERNATIONAL INC — Director's Dealing 2015
Jul 2, 2015
30537_dirs_2015-07-02_2ee253eb-b4ed-450c-90b2-5d11a5be72e4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2015-06-30
Reporting Person: Felicelli Robert (CVP, Quality)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 12664 | Direct |
| Common Stock, $1 par value | 852 | Indirect |
| Common Stock, 1 par value | 394 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Comp Plan Baxter Common Stock Fund | $ | Common Stock, $1 par value (2512) | Direct | ||
| Stock Option (Right to Buy) | $56.06 | 2019-09-01 | Common Stock, $1 par value (5000) | Direct | |
| Stock Option (Right to Buy) | $59.00 | 2020-03-03 | Common Stock, $1 par value (6958) | Direct | |
| Stock Option (Right to Buy) | $53.80 | 2021-03-04 | Common Stock, $1 par value (7258) | Direct | |
| Stock Option (Right to Buy) | $57.48 | 2022-03-06 | Common Stock, $1 par value (11075) | Direct | |
| Stock Option (Right to Buy) | $70.24 | 2023-03-05 | Common Stock, $1 par value (11102) | Direct | |
| Stock Option (Right to Buy) | $69.03 | 2024-03-04 | Common Stock, $1 par value (11263) | Direct | |
| Stock Option (Right to Buy) | $69.42 | 2025-03-03 | Common Stock, $1 par value (25178) | Direct |
Footnotes
F1: The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
F2: Reporting person allocated compensation deferred under Baxter's Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.
F3: 1 for 1
F4: This option is presently exercisable in full.
F5: Two-thirds of this option is presently exercisable. The remaining one-third becomes exercisable on March 5, 2016.
F6: One-third of this option is presently exercisable. The remaining two-thirds become exercisable on March 4, 2016 and March 4, 2017.
F7: This option will vest in three equal annual installments beginning on March 3, 2016, the first anniversary of the grant date.