Major Shareholding Notification • Feb 26, 2019
Major Shareholding Notification
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publication: 26.02.2019 23:00 source: http://adhoc.pressetext.com/news/1551218400856 keywords: Company / Voting rights / BAWAG Group AG
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Vienna (pta035/26.02.2019/23:00) - Release of Announcement according to art. 135 section 2 BörseG Notification of Major Holdings
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria
Acquisition / disposal of shares with voting rights
Name: Stephen A. Feinberg
Promontoria Holding 212 B.V.
Promontoria Holding 213 B.V.
Promontoria Holding 215 B.V.
21.02.2019
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached |
34.99 | 0.00 | 34.99 | 100,000,000 |
| Position of previous notification |
35.10 | 35.10 |
| ISIN code | absolute direct (Sec 130 BörseG 2018) |
absolute indirect (Sec 133 BörseG |
in % direct (Sec 130 BörseG 2018) |
in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| 2018) | ||||
| AT0000BAWAG2 | 34,996,553 | 0 | 34.99 | 0.00 |
| Total: | 34,996,553 | 34.99 |
|---|---|---|
| Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute |
Voting Rights in % |
|---|---|---|---|---|
| Total: |
| Type of | Expiration Date | Exercise Period | Physical /Cash | Voting Rights | Voting Rights in |
|---|---|---|---|---|---|
| instrument | Settlement | Absolute | % | ||
| Total: |
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
|---|---|---|---|---|---|
| 1 | Stephen A. Feinberg |
||||
| 2 | Cerberus Institutional Associates, L.L.C. (Delaware) |
1 | |||
| 3 | Cerberus Institutional Partners, L.P. Series Three (Delaware) |
2 | |||
| 4 | Cerberus Series Three Holdings, LLC (Delaware) |
3 | |||
| 5 | Promontoria 39 Coöperatie U.A. (Netherlands) |
4 | |||
| 6 | Feinberg Family GP, L.P. (Delaware) |
1 | |||
| 7 | Partridge Hill Overseas Management, L.P. (Delaware) |
6 |
| 8 | Partridge Hill Overseas Management, LLC (Delaware) |
7 | ||
|---|---|---|---|---|
| 9 | Cerberus International, Ltd. (Bahamas) |
8 | ||
| 10 | Promontoria 37 Coöperatie U.A. (Netherlands) |
9 | ||
| 11 | Cerberus Institutional Associates, L.L.C. (Delaware) |
1 | ||
| 12 | Cerberus Institutional Partners, L.P. Series Four (Delaware) |
11 | ||
| 13 | Cerberus Series Four Holdings, LLC (Delaware) |
12 | ||
| 14 | Promontoria 36 Coöperatie U.A. (Netherlands) |
13 | ||
| 15 | Promontoria Holding 215 B.V. |
5 | 11.08 | 11.08 |
| 16 | Promontoria Holding 213 B.V. |
10 | 11.05 | 11.05 |
| 17 | Promontoria Holding 212 B.V. |
14 | 12.87 | 12.87 |
Date of general meeting: N/A
Transfer of shares as a result of the delivery of the shares by or on behalf of each of Promontoria Holding 212 B.V., Promontoria Holding 213 B.V. and Promontoria 215 B.V. pursuant to the exercise of rights by a counterparty under a forward share purchase agreement entered into prior to the BAWAG Group AG IPO, as described in section 21.5.2.1 of the prospectus for the IPO dated 11 October 2017.
| emitter: | BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria |
|---|---|
| contact person: | BAWAG Group Investor Relations |
| phone: | +43 (0)59905-34444 |
| e-mail: | [email protected] |
| website: | www.bawaggroup.com |
| ISIN(s): | AT0000BAWAG2 (share) |
| stock exchanges: | official trade in Vienna |
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