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BAWAG Group AG — Major Shareholding Notification 2017
Oct 31, 2017
737_mrq_2017-10-31_171eb6ba-636f-45c3-b593-292333995cf5.pdf
Major Shareholding Notification
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publication: 31.10.2017 23:40 source: http://adhoc.pressetext.com/news/1509489600023 keywords: Company / Voting rights / BAWAG Group AG
Announcement according to article 93 section 2 BörseG (ESMA 2015/1597)
BAWAG Group AG: Release according to art. 93 section 2 BörseG
Vienna (pta037/31.10.2017/23:40) - Release of Announcement according to art. 93 section 2 BörseG Notification of Major Holdings
1. Issuer:
BAWAG Group AG, Wiesingerstraße 4, 1010 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: Stephen Feinberg
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
Promontoria Holding 212 B.V.
Promontoria Holding 213 B.V.
Promontoria Holding 214 B.V.
Promontoria Holding 215 B.V.
Promontoria Holding 216 B.V.
5. Date on which threshold was crossed or reached
30.10.2017
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached |
35.10 | 0.00 | 35.10 | 100,000,000 |
| Position of previous notification |
55,66 | 55,66 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
| ISIN code | absolute direct (Sec | absolute indirect | in % direct (Sec 91 | in % indirect (Sec |
|---|---|---|---|---|
| 91 BörseG) | (Sec 92 BörseG) | BörseG) | 92 BörseG) | |
| AT0000BAWAG2 | 35,098,312 | 0 | 35.10 | 0.00 |
| Total: | 35,098,312 | 35.10 |
|---|---|---|
7.b.1. Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 1 BörseG
| Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute |
Voting Rights in % |
|---|---|---|---|---|
| Total: |
7.b.2 Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 3 BörseG
| Type of | Expiration Date | Exercise Period | Physical /Cash | Voting Rights | Voting Rights in |
|---|---|---|---|---|---|
| instrument | Settlement | Absolute | % | ||
| Total: |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
|---|---|---|---|---|---|
| 1 | Stephen Feinberg |
||||
| 2 | Partridge Hill SPV Management LLC (Delaware) |
1 | |||
| 3 | Cerberus International SPV, Ltd. (Cayman) |
2 | |||
| 4 | Promontoria 40 Coöperatie U.A. (Netherlands) |
3 | |||
| 5 | Cerberus Institutional Partners, L.P. Series Three (Delaware) |
17 | |||
| 6 | Cerberus Series Three Holdings, LLC (Delaware) |
5 | |||
| 7 | Promontoria 39 Coöperatie U.A. (Netherlands) |
6 |
| 8 | Cerberus Associates Holdings, LLC (Delaware) |
1 | ||
|---|---|---|---|---|
| 9 | Cerberus Associates, L.L.C. (Delaware) |
8 | ||
| 10 | Cerberus Partners, L.P. (Delaware) |
9 | ||
| 11 | Promontoria 38 Coöperatie U.A. (Netherlands) |
10 | ||
| 12 | Feinberg Family GP, L.P. (Delaware) |
1 | ||
| 13 | Partridge Hill Overseas Management, L.P. (Delaware) |
12 | ||
| 14 | Partridge Hill Overseas Management, LLC (Delaware) |
13 | ||
| 15 | Cerberus International, Ltd. (Bahamas) |
14 | ||
| 16 | Promontoria 37 Coöperatie U.A. (Netherlands) |
15 | ||
| 17 | Cerberus Institutional Associates, L.L.C. (Delaware) |
1 | ||
| 18 | Cerberus Institutional Partners, L.P. Series Four (Delaware) |
17 | ||
| 19 | Cerberus Series Four Holdings, LLC (Delaware) |
18 |
| 20 | Promontoria 36 Coöperatie U.A. (Netherlands) |
19 | ||
|---|---|---|---|---|
| 21 | Promontoria Holding 216 B.V. |
4 | 4.72 | 4.72 |
| 22 | Promontoria Holding 215 B.V |
7 | 6.38 | 6.38 |
| 23 | Promontoria Holding 214 B.V |
11 | 4.63 | 4.63 |
| 24 | Promontoria Holding 213 B.V. |
16 | 6.45 | 6.45 |
| 25 | Promontoria Holding 212 B.V |
20 | 12.91 | 12.91 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
| emitter: | BAWAG Group AG Wiesingerstraße 4 1010 Wien Austria |
|---|---|
| contact person: | BAWAG Group Investor Relations |
| phone: | +43 (0)59905-22456 |
| e-mail: | [email protected] |
| website: | www.bawaggroup.com |
| ISIN(s): | AT0000BAWAG2 (share) |
| stock exchanges: | official trade in Vienna |
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