Major Shareholding Notification • Oct 31, 2017
Major Shareholding Notification
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publication: 31.10.2017 23:40 source: http://adhoc.pressetext.com/news/1509489600022 keywords: Company / Voting rights / BAWAG Group AG
Announcement according to article 93 section 2 BörseG (ESMA 2015/1597)
Vienna (pta036/31.10.2017/23:40) - Release of Announcement according to art. 93 section 2 BörseG Notification of Major Holdings
BAWAG Group AG, Wiesingerstraße 4, 1010 Wien, Austria
Acquisition / disposal of shares with voting rights
Name: Harbor International Fund
City and country of registered office: Chicago, Illinois, USA - United States
30.10.2017
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached |
4.16 | 0.00 | 4.16 | 100,000,000 |
| Position of previous notification |
| ISIN code | absolute direct (Sec | absolute indirect | in % direct (Sec 91 | in % indirect (Sec |
|---|---|---|---|---|
| 91 BörseG) | (Sec 92 BörseG) | BörseG) | 92 BörseG) | |
| AT0000BAWAG2 | 4,157,416 | 0 | 4.16 | 0.00 |
| Total: | 4,157,416 | 4.16 |
7.b.1. Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 1 BörseG
| Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute |
Voting Rights in % |
|---|---|---|---|---|
| Total: |
| Type of | Expiration Date | Exercise Period | Physical /Cash | Voting Rights | Voting Rights in |
|---|---|---|---|---|---|
| instrument | Settlement | Absolute | % | ||
| Total: |
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
| No. | Name | Directly | Shares held | Financial/other | Total of both |
|---|---|---|---|---|---|
| controlled by | directly (%) | instruments | (%) | ||
| No. | held directly (%) |
Date of general meeting: N/A
After discussions with the issuer, this filing is being made to correct a previous filing submitted on 27 October 2017. The previous filing noted that the date the threshold was crossed was the trade date of 25 October 2017 instead of the settlement date, 30 October 2017. This filing also corrects the issuer name to BAWAG Group AG and updates the ISIN.
| emitter: | BAWAG Group AG Wiesingerstraße 4 1010 Wien Austria |
|---|---|
| contact person: | BAWAG Group Investor Relations |
| phone: | +43 (0)59905-22456 |
| e-mail: | [email protected] |
| website: | www.bawaggroup.com |
| ISIN(s): | AT0000BAWAG2 (share) |
| stock exchanges: | official trade in Vienna |
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