AI assistant
BAWAG Group AG — Director's Dealing 2022
Sep 16, 2022
737_mrq_2022-09-16_a413caeb-ac19-43bd-b965-19a61cca1eab.pdf
Director's Dealing
Open in viewerOpens in your device viewer
publication: 16.09.2022 18:00 source: http://adhoc.pressetext.com/news/1663344000955 keywords: Unternehmen / Beteiligungsmeldung / BAWAG Group AG
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
BAWAG Group AG: Release according to article 135 section 2 BörseG
Vienna (pta019/16.09.2022/18:00) - Release of Announcement according to article 135 section 2 BörseG Notification of Major Holdings
1. Issuer:
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Name: Bank of America Corporation
City and country of registered office: Wilmington,DE, United States of America (USA)
-
Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
-
Date on which threshold was crossed or reached
12.09.2022
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached |
1.20 | 2.50 | 3.70 | 89,142,237 |
| Position of previous notification |
1.63 | 2.87 | 4.50 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) |
absolute indirect (Sec 133 BörseG 2018) |
in % direct (Sec 130 BörseG 2018) |
in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000BAWAG2 | 0 | 1,069,592 | 0.00 | 1.20 |
| Total: | 1,069,592 | 1.20 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Voting Rights | Voting Rights in % |
|---|---|---|---|---|
| Absolute | ||||
| Right to Recall | N/A | N/A | 1,106 | 0.00 |
| Rights of Use | N/A | N/A | 16,895 | 0.02 |
| Total: | 18,001 | 0.02 |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| Type of instrument |
Expiration Date | Exercise Period | Physical /Cash Settlement |
Voting Rights Absolute |
Voting Rights in % |
|---|---|---|---|---|---|
| swaps | 19/10/2022- | N/A | Cash | 2,206,922 | 2.48 |
| 18/03/2026 | Total: | 2,206,922 | 2.48 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
|---|---|---|---|---|---|
| 1 | Bank of America Corporation |
||||
| 2 | NB Holdings Corporation |
1 | |||
| 3 | BofAML Jersey Holdings Limited |
2 | |||
| 4 | BofAML EMEA Holdings 2 Limited |
3 | |||
| 5 | ML UK Capital Holdings Limited |
4 | |||
| 6 | Merrill Lynch International |
5 | |||
| 7 | BAC North America Holding Company |
2 |
| 8 | Bank of | 7 | ||
|---|---|---|---|---|
| America, | ||||
| National | ||||
| Association | ||||
| 9 | BofA Securities | 2 | ||
| Inc. | ||||
| 10 | Merrill Lynch | 9 | ||
| Professional | ||||
| Clearing Corp. |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
| emitter: | BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria |
|---|---|
| contact person: | BAWAG Group Investor Relations |
| phone: | +43 (0)59905-34444 |
| e-mail: | [email protected] |
| website: | www.bawaggroup.com |
| ISIN(s): | AT0000BAWAG2 (share) |
| stock exchanges: | official trade in Vienna |
News transmitted by pressetext.adhoc. The emitter is responsible for the content.