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BATTALION OIL CORP

Major Shareholding Notification Aug 19, 2019

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SC 13D/A 1 a19-17372_1sc13da.htm SC 13D/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D

*Under the Securities Exchange Act of 1934 (Amendment No. 5)**

*HALCÓN RESOURCES CORPORATION*

(Name of Issuer)

*Common Stock, $0.0001 par value*

(Title of Class of Securities)

*40537Q605*

(CUSIP Number)

*Alison S. Ressler, Esq.*

*Rita-Anne O’Neill, Esq.*

*Sullivan & Cromwell LLP*

*1888 Century Park East, Suite 2100*

*Los Angeles, California 90067*

*(310) 712-6600*

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

*August 16, 2019*

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

*Note* : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

  • The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

*Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.*

SEQ.=1,FOLIO='',FILE='C:\JMS\109920\19-17372-1\task9465659\17372-1-ba.htm',USER='109920',CD='Aug 20 00:50 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV B1, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 4,659,437 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 4,659,437 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 4,659,437 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 2.8% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

2

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CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A1, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 739,551 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 739,551 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 739,551 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

3

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CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A2, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 1,109,206 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 1,109,206 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,109,206 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.7% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

4

SEQ.=1,FOLIO='4',FILE='C:\JMS\109920\19-17372-1\task9465659\17372-1-bc.htm',USER='109920',CD='Aug 20 01:09 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A3, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 468,306 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 468,306 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 468,306 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.3% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

5

SEQ.=1,FOLIO='5',FILE='C:\JMS\109920\19-17372-1\task9465659\17372-1-bc.htm',USER='109920',CD='Aug 20 01:09 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A4, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 478,866 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 478,866 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 478,866 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.3% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

6

SEQ.=1,FOLIO='6',FILE='C:\JMS\109920\19-17372-1\task9465659\17372-1-bc.htm',USER='109920',CD='Aug 20 01:09 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A5, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 613,754 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 613,754 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 613,754 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.4% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

7

SEQ.=1,FOLIO='7',FILE='C:\JMS\109920\19-17372-1\task9465659\17372-1-bc.htm',USER='109920',CD='Aug 20 01:09 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A6, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 480,654 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 480,654 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 480,654 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.3% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

8

SEQ.=1,FOLIO='8',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-be.htm',USER='105924',CD='Aug 20 01:01 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A7, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 246,532 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 246,532 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 246,532 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.2% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

9

SEQ.=1,FOLIO='9',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-be.htm',USER='105924',CD='Aug 20 01:01 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A8, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 478,232 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 478,232 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 478,232 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.3% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

10

SEQ.=1,FOLIO='10',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-be.htm',USER='105924',CD='Aug 20 01:01 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A9, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 495,731 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 495,731 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 495,731 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.3% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

11

SEQ.=1,FOLIO='11',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-be.htm',USER='105924',CD='Aug 20 01:01 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A10, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 739,551 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 739,551 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 739,551 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

12

SEQ.=1,FOLIO='12',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-be.htm',USER='105924',CD='Aug 20 01:01 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A11, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 277,278 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 277,278 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 277,278 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.2% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

13

SEQ.=1,FOLIO='13',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-be.htm',USER='105924',CD='Aug 20 01:01 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons AF IV Energy II AIV A12, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 492,921 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 492,921 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 492,921 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.3% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

14

SEQ.=1,FOLIO='14',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-bg.htm',USER='105924',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF III Halcon AIV B1, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 209,934 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 209,934 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 209,934 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.1% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

15

SEQ.=1,FOLIO='15',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-bg.htm',USER='105924',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF III Halcon AIV 1, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 899,661 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 899,661 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 899,661 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

16

SEQ.=1,FOLIO='16',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-bg.htm',USER='105924',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF III Halcon AIV 2, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 134,972 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 134,972 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 134,972 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.1% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

17

SEQ.=1,FOLIO='17',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-bg.htm',USER='105924',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF III Halcon AIV 3, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 257,927 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 257,927 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 257,927 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.2% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

18

SEQ.=1,FOLIO='18',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-bg.htm',USER='105924',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF IV Halcon AIV B1, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 1,550,519 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 1,550,519 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,550,519 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.9% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

19

SEQ.=1,FOLIO='19',FILE='C:\jms\105924\19-17372-1\task9465665\17372-1-bg.htm',USER='105924',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF IV Halcon AIV 1, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 72,139 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 72,139 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 72,139 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) *0.1% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

*Denotes less than.

20

SEQ.=1,FOLIO='20',FILE='C:\JMS\C905632\19-17372-1\task9465668\17372-1-bi.htm',USER='C905632',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF IV Halcon AIV 2, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 531,707 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 531,707 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 531,707 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.3% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

21

SEQ.=1,FOLIO='21',FILE='C:\JMS\C905632\19-17372-1\task9465668\17372-1-bi.htm',USER='C905632',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF IV Halcon AIV 3, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 577,458 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 577,458 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 577,458 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.4% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

22

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CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF IV Halcon AIV 4, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 144,403 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 144,403 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 144,403 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.1% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

23

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CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF IV Halcon AIV 5, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 318,507 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 318,507 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 318,507 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.2% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

24

SEQ.=1,FOLIO='24',FILE='C:\JMS\C905632\19-17372-1\task9465668\17372-1-bi.htm',USER='C905632',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF IV Halcon AIV 6, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 535,741 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 535,741 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 535,741 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.3% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

25

SEQ.=1,FOLIO='25',FILE='C:\JMS\C905632\19-17372-1\task9465668\17372-1-bi.htm',USER='C905632',CD='Aug 20 01:11 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons SSF IV Halcon AIV 7, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 643,832 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 643,832 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 643,832 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.4% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

26

SEQ.=1,FOLIO='26',FILE='C:\JMS\109955\19-17372-1\task9465674\17372-1-bk.htm',USER='109955',CD='Aug 20 01:07 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons Ares Management LLC
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 17,243,676 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 17,243,676 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 17,243,676 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 10.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) OO

27

SEQ.=1,FOLIO='27',FILE='C:\JMS\109955\19-17372-1\task9465674\17372-1-bk.htm',USER='109955',CD='Aug 20 01:07 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons Ares Management Holdings L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 17,243,676 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 17,243,676 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 17,243,676 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 10.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) PN

28

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CUSIP No. 40537Q605 — 1. Names of Reporting Persons Ares Holdco LLC
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 17,243,676 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 17,243,676 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 17,243,676 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 10.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) OO

29

SEQ.=1,FOLIO='29',FILE='C:\JMS\109955\19-17372-1\task9465674\17372-1-bk.htm',USER='109955',CD='Aug 20 01:07 2019'

CUSIP No. 40537Q605 — 1. Names of Reporting Persons Ares Holdings Inc.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 17,243,676 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 17,243,676 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 17,243,676 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 10.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) CO

30

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CUSIP No. 40537Q605 — 1. Names of Reporting Persons Ares Management Corporation
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 17,243,676 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 17,243,676 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 17,243,676 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 10.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) CO

31

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CUSIP No. 40537Q605 — 1. Names of Reporting Persons Ares Voting LLC
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 17,243,676 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 17,243,676 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 17,243,676 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 10.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) OO

32

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CUSIP No. 40537Q605 — 1. Names of Reporting Persons Ares Management GP LLC
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 17,243,676 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 17,243,676 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 17,243,676 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 10.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) OO

33

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CUSIP No. 40537Q605 — 1. Names of Reporting Persons Ares Partners Holdco LLC
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 0
8. Shared Voting Power 17,243,676 (See Items 3, 4, 5 and 6)
9. Sole Dispositive Power 0
10. Shared Dispositive Power 17,243,676 (See Items 3, 4, 5 and 6)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 17,243,676 (See Items 3, 4, 5 and 6)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 10.5% (See Item 3, 4, 5 and 6)
14. Type of Reporting Person (See Instructions) OO

34

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*Explanatory Note*

This Amendment No. 5 (this “ Amendment No. 5 ”) to the statement on Schedule 13D amends and supplements the statement on Schedule 13D filed by certain of the Reporting Persons on September 16, 2016 (the “ Original Schedule 13D ”), as amended by Amendment No. 1 to the Original Schedule 13D filed by certain of the Reporting Persons on January 26, 2017, as amended by Amendment No. 2 to the Original Schedule 13D filed by certain of the Reporting Persons on March 1, 2017, as amended by Amendment No. 3 to the Original Schedule 13D filed by the Reporting Persons on April 5, 2019, as amended by Amendment No. 4 to the Original Schedule 13D filed by the Reporting Persons on August 16, 2019 (as so amended, the “ 13D Filing ”, and together with this Amendment No. 5, the “ Schedule 13D ”). Except as amended in this Amendment No. 5, the 13D Filing remains in full force and effect. Terms defined in the 13D Filing are used in this Amendment No. 5 as so defined, unless otherwise defined in this Amendment No. 5.

*Item 2. Identity and Background*

The last sentence of Item 2(a) of the 13D Filing is hereby amended and restated as follows:

(a) The Reporting Persons have entered into a joint filing agreement, dated as of August 19, 2019, a copy of which is attached hereto as Exhibit 99.4.

*Item 5.* Interest in Securities of the Issuer

Item 5 of the 13D Filing is hereby amended and restated in its entirety as follows:

(a) Aggregate number and percentage of securities .

Ares Management LLC, as of the date hereof, holds 86,857 shares of Common Stock. Ares Management LLC also manages the investment vehicles noted in the table below (the “ Purchasers ”). The Purchasers, as of the date hereof, hold an aggregate of (i) 16,824,008 shares of Common Stock and (ii) Warrants to purchase an aggregate of up to 332,811 shares of Common Stock, each in the individual amounts noted below:

Ares Investment Vehicle Aggregate number of shares of Common Stock Aggregate number of shares of Common Stock issuable upon the exercise of the Warrants
AF IV Energy II AIV B1, L.P. 4,553,817 105,620
AF IV Energy II AIV A1, L.P. 722,787 16,764
AF IV Energy II AIV A2, L.P. 1,084,070 25,136
AF IV Energy II AIV A3, L.P. 457,693 10,613
AF IV Energy II AIV A4, L.P. 468,020 10,846
AF IV Energy II AIV A5, L.P. 599,838 13,916
AF IV Energy II AIV A6, L.P. 469,755 10,899
AF IV Energy II AIV A7, L.P. 240,941 5,591
AF IV Energy II AIV A8, L.P. 467,392 10,840
AF IV Energy II AIV A9, L.P. 484,495 11,236
AF IV Energy II AIV A10, L.P. 722,787 16,764
AF IV Energy II AIV A11, L.P. 270,999 6,279
AF IV Energy II AIV A12, L.P. 481,755 11,166
SSF III Halcon AIV B1, L.P. 207,243 2,691
SSF III Halcon AIV 1, L.P. 888,121 11,540
SSF III Halcon AIV 2, L.P. 133,237 1,735
SSF III Halcon AIV 3, L.P. 254,613 3,314
SSF IV Halcon AIV B1, L.P. 1,530,001 20,518
SSF IV Halcon AIV 1, L.P. 71,190 949
SSF IV Halcon AIV 2, L.P. 524,676 7,031
SSF IV Halcon AIV 3, L.P. 569,821 7,637
SSF IV Halcon AIV 4, L.P. 142,493 1,910
SSF IV Halcon AIV 5, L.P. 314,296 4,211
SSF IV Halcon AIV 6, L.P. 528,652 7,089
SSF IV Halcon AIV 7, L.P. 635,316 8,516

35

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See also items 11 and 13 of the cover pages to, and Item 2 of, this Schedule 13D for the aggregate number of shares of Common Stock and percentage of Common Stock beneficially owned by each of the Reporting Persons, that include 332,811 shares of Common Stock issuable upon exercise of the Warrants. The ownership percentages reported in this Schedule 13D are based on an aggregate of (i) 164,039,916 shares of Common Stock outstanding as of August 5, 2019, as reported by the Issuer on its Quarterly Report on Form 10-Q filed on August 9, 2019, and (ii) the number of shares of Common Stock that are issuable upon exercise of the Warrants held by the applicable Purchaser(s).

(b) Power to vote and dispose. See items 7 through 10 of the cover pages to, and Item 2 of, this Schedule 13D for the number of shares of Common Stock beneficially owned by each of the Reporting Persons as to which there is sole or shared power to vote or to direct the vote, and sole or shared power to dispose or to direct the disposition. The beneficial ownership disclosed on the cover pages of this Schedule 13D includes 332,811 shares of Common Stock issuable upon exercise of the Warrants.

(c) Transactions within the past 60 days. The reporting entities sold an aggregate of 545,000 shares of Common Stock on August 16, 2019 in open market transactions, at a price per share of $0.1, for an aggregate sale price of $54,500, with the following amounts sold by each of the following entities: 147,518 shares by AF IV Energy II AIV B1, L.P., 23,414 shares by AF IV Energy II AIV A1, L.P., 35,118 shares by AF IV Energy II AIV A2, L.P., 14,827 shares by AF IV Energy II AIV A3, L.P., 15,161 shares by AF IV Energy II AIV A4, L.P., 19,431 shares by AF IV Energy II AIV A5, L.P., 15,217 shares by AF IV Energy II AIV A6, L.P., 7,805 shares by AF IV Energy II AIV A7, L.P., 15,141 shares by AF IV Energy II AIV A8, L.P., 15,695 shares by AF IV Energy II AIV A9, L.P., 23,414 shares by AF IV Energy II AIV A10, L.P., 8,779 shares by AF IV Energy II AIV A11, L.P., 15,606 shares by AF IV Energy II AIV A12, L.P., 6,713 shares by SSF III Halcon AIV B1, L.P., 28,770 shares by SSF III Halcon AIV 1, L.P., 4,316 shares by SSF III Halcon AIV 2, L.P., 8,248 shares by SSF III Halcon AIV 3, L.P., 49,563 shares by SSF IV Halcon AIV B1, L.P., 2,306 shares by SSF IV Halcon AIV 1, L.P., 16,996 shares by SSF IV Halcon AIV 2, L.P., 18,459 shares by SSF IV Halcon AIV 3, L.P., 4,616 shares by SSF IV Halcon AIV 4, L.P., 10,181 shares by SSF IV Halcon AIV 5, L.P., 17,125 shares by SSF IV Halcon AIV 6, L.P. and 20,581 shares by SSF IV Halcon AIV 7, L.P.

(d) Certain rights of other persons. Except as described herein, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, securities covered by this statement.

(e) Date ceased to be a 5% owner. Not applicable.

*Item 7. Material to be Filed as Exhibits*

Item 7 of the 13D Filing is hereby amended by adding the following:

Exhibit 99.4 Joint Filing Agreement, dated as of August 19, 2019, by and among the Reporting Persons.

36

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*SIGNATURE*

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: August 19, 2019

AF IV ENERGY II AIV B1, L.P.,
AF IV ENERGY II AIV A1, L.P.,
AF IV ENERGY II AIV A2, L.P.,
AF IV ENERGY II AIV A3, L.P.,
AF IV ENERGY II AIV A4, L.P.,
AF IV ENERGY II AIV A5, L.P.,
AF IV ENERGY II AIV A6, L.P.,
AF IV ENERGY II AIV A7, L.P.,
AF IV ENERGY II AIV A8, L.P.,
AF IV ENERGY II AIV A9, L.P.,
AF IV ENERGY II AIV A10, L.P.,
AF IV ENERGY II AIV A11, L.P.,
AF IV ENERGY II AIV A12, L.P.,
SSF III HALCON AIV B1, L.P.,
SSF III HALCON AIV 1, L.P.,
SSF III HALCON AIV 2, L.P.,
SSF III HALCON AIV 3, L.P.,
SSF IV HALCON AIV B1, L.P.,
SSF IV HALCON AIV 1, L.P.,
SSF IV HALCON AIV 2, L.P.,
SSF IV HALCON AIV 3, L.P.,
SSF IV HALCON AIV 4, L.P.,
SSF IV HALCON AIV 5, L.P.,
SSF IV HALCON AIV 6, L.P., and
SSF IV HALCON AIV 7, L.P.
By: ARES MANAGEMENT LLC
Their: Manager
/s/ Naseem Sagati Aghili
By: Naseem Sagati Aghili
Its: Authorized Signatory

37

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ARES MANAGEMENT LLC
/s/ Naseem Sagati Aghili
By: Naseem Sagati Aghili
Its: Authorized Signatory
ARES MANAGEMENT HOLDINGS L.P.
By: ARES HOLDCO LLC
Its: General Partner
/s/ Naseem Sagati Aghili
By: Naseem Sagati Aghili
Its: Authorized Signatory
ARES HOLDCO LLC
/s/ Naseem Sagati Aghili
By: Naseem Sagati Aghili
Its: Authorized Signatory
ARES HOLDINGS INC.
/s/ Naseem Sagati Aghili
By: Naseem Sagati Aghili
Its: Authorized Signatory
ARES MANAGEMENT CORPORATION
/s/ Naseem Sagati Aghili
By: Naseem Sagati Aghili
Its: Authorized Signatory
ARES VOTING LLC
By: ARES PARTNERS HOLDCO LLC
Its: Sole Member
/s/ Naseem Sagati Aghili
By: Naseem Sagati Aghili
Its: Authorized Signatory

38

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ARES MANAGEMENT GP LLC
/s/ Naseem Sagati Aghili
By: Naseem Sagati Aghili
Its: Authorized Signatory
ARES PARTNERS HOLDCO LLC
/s/ Naseem Sagati Aghili
By: Naseem Sagati Aghili
Its: Authorized Signatory

39

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*EXHIBIT INDEX*

Exhibit 99.4 Joint Filing Agreement, dated as of August 19, 2019, by and among the Reporting Persons.

40

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