BATTALION OIL CORP — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BATTALION OIL CORP (BATL)
CIK: 0001282648
Period of Report: 2021-02-20

Reporting Person: Little Richard H (Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-20	Common Stock	M	17709	$0.00	Acquired	17709	Direct
2021-02-20	Common Stock	F	4312	$11.16	Disposed	13397	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-20	Restricted Stock Unit	$	M	17709	Disposed		Common Stock (17709)	Direct

Footnotes

F1: Shares withheld for taxes owed upon vesting of RSUs.

F2: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.