BATTALION OIL CORP — Director's Dealing 2021

Aug 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BATTALION OIL CORP (BATL)
CIK: 0001282648
Period of Report: 2021-08-21

Reporting Person: Andrews Richard Kevin (EVP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-21	Common Stock	M	6641	$0.00	Acquired	6641	Direct
2021-08-21	Common Stock	F	1617	$11.75	Disposed	5024	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-21	Restricted Stock Unit	$	M	6641	Disposed		Common Stock (6641)	Direct

Footnotes

F1: Shares withheld for taxes owed upon vesting of RSUs.

F2: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021.