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BATTALION OIL CORP — Director's Dealing 2017
Apr 11, 2017
34958_dirs_2017-04-11_1d327041-f432-4c03-ad7a-68e29e70e864.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALCON RESOURCES CORP (HK)
CIK: 0001282648
Period of Report: 2017-03-09
Reporting Person: FRANKLIN RESOURCES INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-09 | Common Stock | J | 10940.0000 | $0.0000 | Disposed | 33811393.0000 | Indirect |
| 2017-04-07 | Common Stock | S | 117731.0000 | $7.8403 | Disposed | 33693662.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-09 | Warrants | $14.0400 | J | 583.0000 | Disposed | 2020-09-09 | Common Stock (583.0000) | Indirect |
| 2017-04-07 | Warrants | $14.0400 | S | 10485.0000 | Disposed | 2020-09-09 | Common Stock (10485.0000) | Indirect |
Footnotes
F1: See Exhibit 99-1 for text of footnote, which Exhibit is incorporated by reference herein.
F2: See Exhibits 99-2 and 99-3 for text of footnote, which Exhibits are incorporated by reference herein.
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