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BATTALION OIL CORP — Director's Dealing 2016
Mar 3, 2016
34958_dirs_2016-03-03_3817fcad-38e6-485d-a229-e70f9ddb88c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALCON RESOURCES CORP (HK)
CIK: 0001282648
Period of Report: 2016-03-01
Reporting Person: Cusack Charles E III (EVP, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Stock | F | 7153 | $0.55 | Disposed | 186464 | Direct |
| 2016-03-01 | Common Stock | F | 1308 | $0.55 | Disposed | 185156 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4000 | Indirect |
| Common Stock | 4667 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the February 26, 2015 restricted stock grant.
F2: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the February 27, 2014 restricted stock grant.
F3: Shares owned by a family limited partnership of which the reporting person and his spouse are general partners. The reporting person disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
F4: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.