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BATTALION OIL CORP Director's Dealing 2016

Sep 22, 2016

34958_dirs_2016-09-22_79346cfd-95ec-4a71-bfa4-08b60fdb244e.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: HALCON RESOURCES CORP (HK)
CIK: 0001282648
Period of Report: 2016-09-12

Reporting Person: Wright Jon C. (EVP, Operations)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-12 Employee Stock Option (Right to Buy) $9.24 A 400000 Acquired 2026-09-12 Common Stock (400000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 203203 Direct

Footnotes

F1: In accordance with the Plan approved by the Bankruptcy Court, the exercise price of the Options on was determined after the market closed on September 20, 2016. All other details of the Option grant were reported to the Securities and Exchange Commission on September 13, 2016.

F2: The option vests in three equal annual installments beginning September 12, 2017.