BATTALION OIL CORP — Director's Dealing 2016

Nov 22, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HALCON RESOURCES CORP (HK)
CIK: 0001282648
Period of Report: 2016-11-17

Reporting Person: Wright Jon C. (EVP, Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-17	Common Stock	J	654	$0.00	Acquired	203857	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-18	Warrants (Right to Buy)	$14.04	J	172	Acquired	2020-09-09	Common Stock (172)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to Buy)	$9.24	2026-09-12	Common Stock (400000)	400000	Direct

Footnotes

F1: Pro rata distribution from Mwewe Partners LLC.

F2: The option vests in three equal annual installments beginning September 12, 2017.