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BATTALION OIL CORP Director's Dealing 2013

Jun 17, 2013

34958_dirs_2013-06-17_72282ebb-3b88-4856-b2dd-cca686de86c0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HALCON RESOURCES CORP (HK)
CIK: 0001282648
Period of Report: 2013-06-13

Reporting Person: WILSON FLOYD C (Director, Chairman and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-06-13 Series A Convertible Preferred Stock $6.16 P 1000 Acquired Common Stock (162443) Direct

Footnotes

F1: The Series A Convertible Preferred Stock is initially convertible into 162.4431 shares of common stock of the Issuer (which is equivalent to an initial conversion price of approximately $6.16 per share of Issuer common stock), subject to customary anti-dilution adjustments.

F2: The Series A preferred stock has no expiration date.