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Barings BDC, Inc. — Director's Dealing 2019
Jan 9, 2019
32284_dirs_2019-01-09_1a2bf0ef-42f7-4d4d-9ca4-75f9c56ac166.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Barings BDC, Inc. (BBDC)
CIK: 0001379785
Period of Report: 2019-01-09
Reporting Person: BARINGS LLC (10% Owner, Investment Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-08 | Common Stock ("Shares") | P | 53800.0000 | $9.7298 | Acquired | 12892603.1850 | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.69 to $9.75. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.