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Barings BDC, Inc. — Director's Dealing 2018
Sep 28, 2018
32284_dirs_2018-09-28_aa13da7e-a09b-4400-b25b-c365ca1ab705.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Barings BDC, Inc. (BBDC)
CIK: 0001379785
Period of Report: 2018-09-24
Reporting Person: BARINGS LLC (10% Owner, Investment Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-24 | Common Stock ("Shares") | P | 20085.0000 | $10.1006 | Acquired | 8550002.0000 | Direct |
| 2018-09-25 | Common Stock ("Shares") | P | 77500.0000 | $10.1033 | Acquired | 8627502.0000 | Direct |
| 2018-09-26 | Common Stock ("Shares") | P | 77500.0000 | $10.0530 | Acquired | 8705002.0000 | Direct |
| 2018-09-27 | Common Stock ("Shares") | P | 77500.0000 | $10.0223 | Acquired | 8782502.0000 | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.085 to $10.12. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.07 to $10.20. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.015 to $10.08. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.98 to $10.10. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.