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Barings BDC, Inc. — Director's Dealing 2014
Feb 6, 2014
32284_dirs_2014-02-06_63fca97b-ad7a-4b1e-bccf-af98a37c10b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triangle Capital CORP (TCAP)
CIK: 0001379785
Period of Report: 2014-02-04
Reporting Person: Tucker Garland S III (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-13 | Common Stock | G | 1700 | $0.00 | Disposed | 221317 | Direct |
| 2013-03-14 | Common Stock | G | 8000 | $0.00 | Disposed | 213317 | Direct |
| 2013-05-13 | Common Stock | G | 160 | $0.00 | Disposed | 213157 | Direct |
| 2013-08-12 | Common Stock | G | 2975 | $0.00 | Disposed | 210182 | Direct |
| 2013-12-12 | Common Stock | G | 4000 | $0.00 | Disposed | 206182 | Direct |
| 2014-01-30 | Common Stock | W | 3600 | $0.00 | Disposed | 202582 | Direct |
| 2014-01-30 | Common Stock | W | 900 | $0.00 | Acquired | 203482 | Direct |
| 2014-02-04 | Common Stock | F | 18852 | $26.35 | Disposed | 184630 | Direct |
| 2014-02-05 | Common Stock | A | 47000 | $26.09 | Acquired | 231771 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35987 | Indirect |
Footnotes
F1: Reflects the distribution in connection with the liquidation of all of the shares of common stock held by the Garland S. Tucker, Jr. Grantor Trust (of which the reporting person is trustee).
F2: Reflects the acquisition by the Trust FBO Garland S. Tucker, III (of which the reporting person is trustee) of the reporting person's interest in shares of common stock held by the Garland S. Tucker, Jr. Grantor Trust, in connection with the liquidation of such trust.
F3: Includes shares of common stock received in 2013 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.