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Barings BDC, Inc. — Director's Dealing 2013
Sep 23, 2013
32284_dirs_2013-09-23_61753a55-4b10-4cac-b94d-878823105608.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triangle Capital CORP (TCAP)
CIK: 0001379785
Period of Report: 2013-09-19
Reporting Person: Burgess Brent P W (Director, Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-19 | Common Stock | S | 15000 | $29.04 | Disposed | 224298 | Direct |
| 2013-09-20 | Common Stock | S | 15000 | $29.26 | Disposed | 209298 | Direct |
| 2013-09-23 | Common Stock | S | 5695 | $29.15 | Disposed | 203603 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by this reporting person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at prices ranging from $29.00 to $29.17, inclusive. The reporting person hereby undertakes to provide to Triangle Capital Corporation, any security holder of Triangle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at prices ranging from $29.06 to $29.40, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at prices ranging from $29.12 to $29.18, inclusive.