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Barclays PLC Regulatory Filings 2022
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Regulatory Filings
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National Storage Mechanism | Additional information 
RNS Number : 9840P
Barclays PLC
23 June 2022
| FORM 8.3 | ||||||||||||||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||||||||||||||
| MORE | ||||||||||||||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||||||||||||||
| 1. | KEY INFORMATION | |||||||||||||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | ||||||||||||||||||||||||
| (b) | Owner or controller of interest and short | |||||||||||||||||||||||||
| positions disclosed, if different from 1(a): | ||||||||||||||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||||||||||||||||||||
| relevant securities this form relates: | ||||||||||||||||||||||||||
| (d) | If an exempt fund manager connected with an | |||||||||||||||||||||||||
| offeror/offeree, state this and specify identity of | ||||||||||||||||||||||||||
| offeror/offeree: | ||||||||||||||||||||||||||
| (e) | Date position held/dealing undertaken: | 22 June 2022 | ||||||||||||||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | ||||||||||||||||||||||||
| disclosures in respect of any other party to the offer? | AVAST PLC | |||||||||||||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | |||||||||||||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||||||||||||||||||||
| to which the disclosure relates following the dealing (if any) | ||||||||||||||||||||||||||
| Class of relevant security: | USD 0.01 common | |||||||||||||||||||||||||
| Interests | Short Positions | |||||||||||||||||||||||||
| Number | (%) | Number | (%) | |||||||||||||||||||||||
| (1) | Relevant securities owned | |||||||||||||||||||||||||
| and/or controlled: | 1,307,689 | 0.23% | 848,101 | 0.15% | ||||||||||||||||||||||
| (2) | Cash-settled derivatives: | |||||||||||||||||||||||||
| 1,141,295 | 0.20% | 2,524,152 | 0.44% | |||||||||||||||||||||||
| (3) | Stock-settled derivatives (including options) | |||||||||||||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||||||||||||||||
| TOTAL: | 2,448,984 | 0.43% | 3,372,253 | 0.59% | ||||||||||||||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | |||||||||||||||||||||||||
| options) | ||||||||||||||||||||||||||
| Class of relevant security in relation to | ||||||||||||||||||||||||||
| which subscription right exists | ||||||||||||||||||||||||||
| Details, including nature of the rights | ||||||||||||||||||||||||||
| concerned and relevant percentages: | ||||||||||||||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
| (a) | Purchases and sales | |||||
| Class of relevant | Purchase/sale | Number of | Price per unit | |||
| security | securities | |||||
| USD 0.01 common | Purchase | 39 | 22.2100 USD | |||
| USD 0.01 common | Purchase | 40 | 22.1005 USD | |||
| USD 0.01 common | Purchase | 80 | 22.1700 USD | |||
| USD 0.01 common | Purchase | 100 | 22.1400 USD | |||
| USD 0.01 common | Purchase | 100 | 22.0800 USD | |||
| USD 0.01 common | Purchase | 110 | 22.1909 USD | |||
| USD 0.01 common | Purchase | 115 | 20.7950 EUR | |||
| USD 0.01 common | Purchase | 191 | 22.2560 USD | |||
| USD 0.01 common | Purchase | 192 | 22.0598 USD | |||
| USD 0.01 common | Purchase | 200 | 22.2475 USD | |||
| USD 0.01 common | Purchase | 202 | 22.3825 USD | |||
| USD 0.01 common | Purchase | 207 | 22.2733 USD | |||
| USD 0.01 common | Purchase | 215 | 22.1938 USD | |||
| USD 0.01 common | Purchase | 219 | 22.1951 USD | |||
| USD 0.01 common | Purchase | 240 | 22.2410 USD | |||
| USD 0.01 common | Purchase | 271 | 22.2229 USD | |||
| USD 0.01 common | Purchase | 302 | 22.1801 USD | |||
| USD 0.01 common | Purchase | 373 | 22.2123 USD | |||
| USD 0.01 common | Purchase | 400 | 22.2150 USD | |||
| USD 0.01 common | Purchase | 419 | 22.2183 USD | |||
| USD 0.01 common | Purchase | 425 | 22.1834 USD | |||
| USD 0.01 common | Purchase | 447 | 22.2989 USD | |||
| USD 0.01 common | Purchase | 500 | 22.1900 USD | |||
| USD 0.01 common | Purchase | 500 | 22.3765 USD | |||
| USD 0.01 common | Purchase | 500 | 22.1620 USD | |||
| USD 0.01 common | Purchase | 683 | 22.1800 USD | |||
| USD 0.01 common | Purchase | 704 | 22.1725 USD | |||
| USD 0.01 common | Purchase | 737 | 22.2047 USD | |||
| USD 0.01 common | Purchase | 756 | 22.1526 USD | |||
| USD 0.01 common | Purchase | 850 | 22.1816 USD | |||
| USD 0.01 common | Purchase | 1,000 | 22.1830 USD | |||
| USD 0.01 common | Purchase | 1,211 | 22.1858 USD | |||
| USD 0.01 common | Purchase | 1,215 | 22.1893 USD | |||
| USD 0.01 common | Purchase | 1,386 | 22.2500 USD | |||
| USD 0.01 common | Purchase | 1,400 | 22.2039 USD | |||
| USD 0.01 common | Purchase | 1,594 | 22.1894 USD | |||
| USD 0.01 common | Purchase | 1,629 | 22.1892 USD | |||
| USD 0.01 common | Purchase | 1,800 | 22.1727 USD | |||
| USD 0.01 common | Purchase | 1,900 | 22.1705 USD | |||
| USD 0.01 common | Purchase | 2,600 | 22.2371 USD | |||
| USD 0.01 common | Purchase | 2,755 | 22.1047 USD | |||
| USD 0.01 common | Purchase | 4,822 | 22.1819 USD | |||
| USD 0.01 common | Purchase | 5,077 | 22.1549 USD | |||
| USD 0.01 common | Purchase | 5,079 | 22.2012 USD | |||
| USD 0.01 common | Purchase | 5,101 | 22.2000 USD | |||
| USD 0.01 common | Purchase | 5,825 | 22.1352 USD | |||
| USD 0.01 common | Purchase | 6,938 | 22.2055 USD | |||
| USD 0.01 common | Purchase | 7,295 | 22.2006 USD | |||
| USD 0.01 common | Purchase | 7,573 | 22.1623 USD | |||
| USD 0.01 common | Purchase | 7,769 | 22.1773 USD | |||
| USD 0.01 common | Purchase | 7,900 | 22.1998 USD | |||
| USD 0.01 common | Purchase | 8,308 | 22.2067 USD | |||
| USD 0.01 common | Purchase | 8,656 | 22.2109 USD | |||
| USD 0.01 common | Purchase | 9,219 | 22.0494 USD | |||
| USD 0.01 common | Purchase | 10,700 | 22.2083 USD | |||
| USD 0.01 common | Purchase | 11,200 | 22.2002 USD | |||
| USD 0.01 common | Purchase | 16,051 | 22.2084 USD | |||
| USD 0.01 common | Purchase | 18,036 | 22.1997 USD | |||
| USD 0.01 common | Purchase | 22,292 | 22.2072 USD | |||
| USD 0.01 common | Purchase | 37,404 | 22.2063 USD | |||
| USD 0.01 common | Purchase | 56,759 | 22.2272 USD | |||
| USD 0.01 common | Purchase | 67,945 | 22.1557 USD | |||
| USD 0.01 common | Purchase | 70,932 | 22.1946 USD | |||
| USD 0.01 common | Purchase | 74,387 | 22.1717 USD | |||
| USD 0.01 common | Purchase | 92,606 | 22.2059 USD | |||
| USD 0.01 common | Purchase | 153,640 | 22.1500 USD | |||
| USD 0.01 common | Purchase | 178,646 | 22.2276 USD | |||
| USD 0.01 common | Purchase | 750,000 | 22.2502 USD | |||
| USD 0.01 common | Purchase | 2,250,000 | 22.2087 USD | |||
| USD 0.01 common | Sale | 4 | 22.2650 USD | |||
| USD 0.01 common | Sale | 17 | 22.1400 USD | |||
| USD 0.01 common | Sale | 17 | 22.2700 USD | |||
| USD 0.01 common | Sale | 34 | 22.2050 USD | |||
| USD 0.01 common | Sale | 39 | 22.2100 USD | |||
| USD 0.01 common | Sale | 68 | 22.1950 USD | |||
| USD 0.01 common | Sale | 85 | 22.1760 USD | |||
| USD 0.01 common | Sale | 85 | 22.1840 USD | |||
| USD 0.01 common | Sale | 97 | 22.2600 USD | |||
| USD 0.01 common | Sale | 101 | 22.3825 USD | |||
| USD 0.01 common | Sale | 112 | 22.2368 USD | |||
| USD 0.01 common | Sale | 115 | 20.7950 EUR | |||
| USD 0.01 common | Sale | 115 | 22.2200 USD | |||
| USD 0.01 common | Sale | 134 | 22.1970 USD | |||
| USD 0.01 common | Sale | 136 | 22.2025 USD | |||
| USD 0.01 common | Sale | 149 | 22.1800 USD | |||
| USD 0.01 common | Sale | 153 | 22.1988 USD | |||
| USD 0.01 common | Sale | 200 | 22.3300 USD | |||
| USD 0.01 common | Sale | 200 | 22.2525 USD | |||
| USD 0.01 common | Sale | 204 | 22.1650 USD | |||
| USD 0.01 common | Sale | 210 | 22.1844 USD | |||
| USD 0.01 common | Sale | 294 | 22.2617 USD | |||
| USD 0.01 common | Sale | 301 | 22.1735 USD | |||
| USD 0.01 common | Sale | 347 | 22.1770 USD | |||
| USD 0.01 common | Sale | 400 | 22.2225 USD | |||
| USD 0.01 common | Sale | 430 | 22.1938 USD | |||
| USD 0.01 common | Sale | 493 | 22.2500 USD | |||
| USD 0.01 common | Sale | 498 | 22.1865 USD | |||
| USD 0.01 common | Sale | 600 | 22.1383 USD | |||
| USD 0.01 common | Sale | 600 | 22.2133 USD | |||
| USD 0.01 common | Sale | 693 | 22.2000 USD | |||
| USD 0.01 common | Sale | 761 | 22.1526 USD | |||
| USD 0.01 common | Sale | 853 | 22.2053 USD | |||
| USD 0.01 common | Sale | 966 | 22.1254 USD | |||
| USD 0.01 common | Sale | 989 | 22.2256 USD | |||
| USD 0.01 common | Sale | 1,236 | 22.1648 USD | |||
| USD 0.01 common | Sale | 1,237 | 22.2598 USD | |||
| USD 0.01 common | Sale | 1,242 | 22.1000 USD | |||
| USD 0.01 common | Sale | 1,515 | 22.2454 USD | |||
| USD 0.01 common | Sale | 1,999 | 22.1730 USD | |||
| USD 0.01 common | Sale | 2,106 | 22.2092 USD | |||
| USD 0.01 common | Sale | 2,240 | 22.2244 USD | |||
| USD 0.01 common | Sale | 2,302 | 22.1347 USD | |||
| USD 0.01 common | Sale | 2,426 | 22.2523 USD | |||
| USD 0.01 common | Sale | 2,688 | 22.1289 USD | |||
| USD 0.01 common | Sale | 2,934 | 22.2076 USD | |||
| USD 0.01 common | Sale | 3,100 | 22.1541 USD | |||
| USD 0.01 common | Sale | 3,543 | 22.1590 USD | |||
| USD 0.01 common | Sale | 3,594 | 22.2105 USD | |||
| USD 0.01 common | Sale | 4,008 | 22.2143 USD | |||
| USD 0.01 common | Sale | 4,124 | 22.1581 USD | |||
| USD 0.01 common | Sale | 4,300 | 22.1311 USD | |||
| USD 0.01 common | Sale | 4,330 | 22.1524 USD | |||
| USD 0.01 common | Sale | 4,502 | 22.1805 USD | |||
| USD 0.01 common | Sale | 4,755 | 22.2898 USD | |||
| USD 0.01 common | Sale | 4,767 | 22.1334 USD | |||
| USD 0.01 common | Sale | 4,786 | 22.1255 USD | |||
| USD 0.01 common | Sale | 4,842 | 22.2114 USD | |||
| USD 0.01 common | Sale | 5,308 | 22.1300 USD | |||
| USD 0.01 common | Sale | 5,323 | 22.1381 USD | |||
| USD 0.01 common | Sale | 5,364 | 22.2048 USD | |||
| USD 0.01 common | Sale | 5,374 | 22.2495 USD | |||
| USD 0.01 common | Sale | 5,730 | 22.2045 USD | |||
| USD 0.01 common | Sale | 6,320 | 22.2086 USD | |||
| USD 0.01 common | Sale | 6,440 | 22.2127 USD | |||
| USD 0.01 common | Sale | 6,994 | 22.2285 USD | |||
| USD 0.01 common | Sale | 7,271 | 22.1527 USD | |||
| USD 0.01 common | Sale | 7,760 | 22.1619 USD | |||
| USD 0.01 common | Sale | 7,974 | 22.1772 USD | |||
| USD 0.01 common | Sale | 8,672 | 22.2218 USD | |||
| USD 0.01 common | Sale | 8,906 | 22.2212 USD | |||
| USD 0.01 common | Sale | 9,219 | 22.0494 USD | |||
| USD 0.01 common | Sale | 9,639 | 22.1428 USD | |||
| USD 0.01 common | Sale | 11,215 | 22.2369 USD | |||
| USD 0.01 common | Sale | 11,774 | 22.1598 USD | |||
| USD 0.01 common | Sale | 12,022 | 22.1923 USD | |||
| USD 0.01 common | Sale | 13,866 | 22.2046 USD | |||
| USD 0.01 common | Sale | 14,292 | 22.1776 USD | |||
| USD 0.01 common | Sale | 14,968 | 22.1826 USD | |||
| USD 0.01 common | Sale | 15,330 | 22.2413 USD | |||
| USD 0.01 common | Sale | 16,144 | 22.2153 USD | |||
| USD 0.01 common | Sale | 17,490 | 22.1556 USD | |||
| USD 0.01 common | Sale | 18,076 | 22.2253 USD | |||
| USD 0.01 common | Sale | 18,149 | 22.2463 USD | |||
| USD 0.01 common | Sale | 20,608 | 22.2110 USD | |||
| USD 0.01 common | Sale | 20,659 | 22.1214 USD | |||
| USD 0.01 common | Sale | 21,437 | 22.2567 USD | |||
| USD 0.01 common | Sale | 24,553 | 22.1946 USD | |||
| USD 0.01 common | Sale | 25,585 | 22.1843 USD | |||
| USD 0.01 common | Sale | 26,640 | 22.2373 USD | |||
| USD 0.01 common | Sale | 34,318 | 22.2194 USD | |||
| USD 0.01 common | Sale | 42,477 | 22.1863 USD | |||
| USD 0.01 common | Sale | 42,812 | 22.1678 USD | |||
| USD 0.01 common | Sale | 45,053 | 22.1663 USD | |||
| USD 0.01 common | Sale | 48,129 | 22.2472 USD | |||
| USD 0.01 common | Sale | 48,920 | 22.2286 USD | |||
| USD 0.01 common | Sale | 49,805 | 22.1789 USD | |||
| USD 0.01 common | Sale | 62,179 | 22.1208 USD | |||
| USD 0.01 common | Sale | 69,257 | 22.1664 USD | |||
| USD 0.01 common | Sale | 75,685 | 22.1500 USD | |||
| USD 0.01 common | Sale | 77,259 | 22.2468 USD | |||
| USD 0.01 common | Sale | 84,959 | 22.1860 USD | |||
| USD 0.01 common | Sale | 88,760 | 22.1723 USD | |||
| USD 0.01 common | Sale | 102,905 | 22.2224 USD | |||
| USD 0.01 common | Sale | 119,689 | 22.2321 USD | |||
| USD 0.01 common | Sale | 127,228 | 22.2245 USD | |||
| USD 0.01 common | Sale | 137,307 | 22.2130 USD | |||
| USD 0.01 common | Sale | 431,623 | 22.1593 USD | |||
| USD 0.01 common | Sale | 453,989 | 22.1608 USD | |||
| USD 0.01 common | Sale | 454,493 | 22.2169 USD | |||
| USD 0.01 common | Sale | 767,461 | 22.2492 USD |
| (b) | Cash-settled derivative transactions | ||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
| security | description | reference | |||||
| securities | |||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | date | money | |
| relevant | selling, | securities | per unit | paid/ | |||
| security | varying etc | to which | received | ||||
| option | per unit | ||||||
| relates | |||||||
| (ii) | Exercising | ||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | securities | unit | |||||
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security | applicable) | ||||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
| or refrain from dealing entered into by the person making the disclosure and any party | |||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| the person making the disclosure and any other person relating to: | |||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
| any derivative is referenced: | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 23 Jun 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 |
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