Barclays PLC - Major Shareholding Notification 2022

National Storage Mechanism | Additional information

Form 8.3 - NORTONLIFELOCK INC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NORTONLIFELOCK INC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	25 FEB 2022
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	YES: AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,327,700	0.23%	761,098	0.13%

(2)	Cash-settled derivatives:
		299,374	0.05%	1,510,550	0.26%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%

(4)
	TOTAL:	1,627,074	0.28%	2,271,648	0.39%

Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	236,000	0.04%	0	0.00%

(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%

(4)
	TOTAL:	236,000	0.04%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	4	28.4200 USD
USD 0.01 common	Purchase	5	28.4320 USD
USD 0.01 common	Purchase	8	28.4100 USD
USD 0.01 common	Purchase	8	28.4275 USD
USD 0.01 common	Purchase	12	28.4366 USD
USD 0.01 common	Purchase	12	28.4133 USD
USD 0.01 common	Purchase	12	28.4066 USD
USD 0.01 common	Purchase	20	28.4440 USD
USD 0.01 common	Purchase	28	28.4371 USD
USD 0.01 common	Purchase	32	28.4312 USD
USD 0.01 common	Purchase	38	28.1550 USD
USD 0.01 common	Purchase	100	28.2500 USD
USD 0.01 common	Purchase	100	28.3200 USD
USD 0.01 common	Purchase	104	27.4163 USD
USD 0.01 common	Purchase	108	28.4350 USD
USD 0.01 common	Purchase	121	28.3996 USD
USD 0.01 common	Purchase	124	28.4450 USD
USD 0.01 common	Purchase	168	28.3690 USD
USD 0.01 common	Purchase	214	28.4393 USD
USD 0.01 common	Purchase	300	27.5500 USD
USD 0.01 common	Purchase	304	28.3987 USD
USD 0.01 common	Purchase	321	28.3049 USD
USD 0.01 common	Purchase	382	28.4002 USD
USD 0.01 common	Purchase	600	28.5150 USD
USD 0.01 common	Purchase	812	28.4300 USD
USD 0.01 common	Purchase	1,775	28.4412 USD
USD 0.01 common	Purchase	12,009	27.8017 USD
USD 0.01 common	Purchase	14,064	28.0557 USD
USD 0.01 common	Purchase	17,083	28.2561 USD
USD 0.01 common	Purchase	19,971	28.3953 USD
USD 0.01 common	Purchase	23,000	28.4497 USD
USD 0.01 common	Purchase	23,126	28.4499 USD
USD 0.01 common	Purchase	29,277	28.4500 USD
USD 0.01 common	Purchase	29,661	28.3136 USD
USD 0.01 common	Purchase	411,520	28.2850 USD
USD 0.01 common	Sale	5	28.4320 USD
USD 0.01 common	Sale	9	28.3888 USD
USD 0.01 common	Sale	11	28.3809 USD
USD 0.01 common	Sale	11	28.3872 USD
USD 0.01 common	Sale	12	28.4308 USD
USD 0.01 common	Sale	12	28.3970 USD
USD 0.01 common	Sale	15	28.3986 USD
USD 0.01 common	Sale	20	28.4080 USD
USD 0.01 common	Sale	21	28.3923 USD
USD 0.01 common	Sale	27	28.4105 USD
USD 0.01 common	Sale	27	28.3937 USD
USD 0.01 common	Sale	29	28.3915 USD
USD 0.01 common	Sale	39	28.3966 USD
USD 0.01 common	Sale	66	28.3979 USD
USD 0.01 common	Sale	68	28.3685 USD
USD 0.01 common	Sale	77	28.3750 USD
USD 0.01 common	Sale	100	28.1950 USD
USD 0.01 common	Sale	100	28.3450 USD
USD 0.01 common	Sale	100	28.3500 USD
USD 0.01 common	Sale	101	28.4108 USD
USD 0.01 common	Sale	105	28.3776 USD
USD 0.01 common	Sale	105	28.4103 USD
USD 0.01 common	Sale	143	27.7400 USD
USD 0.01 common	Sale	152	27.8917 USD
USD 0.01 common	Sale	159	28.4550 USD
USD 0.01 common	Sale	168	28.3690 USD
USD 0.01 common	Sale	250	28.0160 USD
USD 0.01 common	Sale	281	28.4328 USD
USD 0.01 common	Sale	415	28.3178 USD
USD 0.01 common	Sale	501	27.7552 USD
USD 0.01 common	Sale	556	27.7024 USD
USD 0.01 common	Sale	583	28.4448 USD
USD 0.01 common	Sale	601	27.8700 USD
USD 0.01 common	Sale	608	28.3987 USD
USD 0.01 common	Sale	697	28.3808 USD
USD 0.01 common	Sale	701	27.7372 USD
USD 0.01 common	Sale	702	27.7610 USD
USD 0.01 common	Sale	746	27.8747 USD
USD 0.01 common	Sale	768	27.6082 USD
USD 0.01 common	Sale	800	28.4300 USD
USD 0.01 common	Sale	1,101	27.6615 USD
USD 0.01 common	Sale	1,300	28.3886 USD
USD 0.01 common	Sale	1,446	28.3963 USD
USD 0.01 common	Sale	1,452	27.6759 USD
USD 0.01 common	Sale	1,455	28.4358 USD
USD 0.01 common	Sale	1,569	28.3369 USD
USD 0.01 common	Sale	1,596	27.9347 USD
USD 0.01 common	Sale	2,778	27.8732 USD
USD 0.01 common	Sale	4,152	27.4297 USD
USD 0.01 common	Sale	4,361	28.2558 USD
USD 0.01 common	Sale	6,529	28.3703 USD
USD 0.01 common	Sale	10,416	28.2862 USD
USD 0.01 common	Sale	21,004	28.3860 USD
USD 0.01 common	Sale	23,008	28.3013 USD
USD 0.01 common	Sale	23,400	28.2668 USD
USD 0.01 common	Sale	23,765	28.4481 USD
USD 0.01 common	Sale	34,897	28.3298 USD
USD 0.01 common	Sale	37,510	28.2806 USD
USD 0.01 common	Sale	43,313	28.3687 USD
USD 0.01 common	Sale	45,131	28.1493 USD
USD 0.01 common	Sale	52,028	28.4500 USD
USD 0.01 common	Sale	235,096	28.2898 USD

(b) Cash-settled derivative transactions


Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?	NO


Date of disclosure:	28 FEB 2022
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.