AI assistant
Barclays PLC Major Shareholding Notification 2021
5250_rns_2021-12-30_9ddfac24-e352-4501-b210-cac46135e6f4.html
Major Shareholding Notification
Open in viewerOpens in your device viewer
National Storage Mechanism | Additional information
Form 8.3 - Avast plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | |||
| (b) | Owner or controller of interest and short | |||
| positions disclosed, if different from 1(a): | ||||
| (c) | Name of offeror/offeree in relation to whose | |||
| relevant securities this form relates: | ||||
| (d) | If an exempt fund manager connected with an | |||
| offeror/offeree, state this and specify identity of | ||||
| offeror/offeree: | ||||
| (e) | Date position held/dealing undertaken: | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned | |||||
| and/or controlled: | 26,716,243 | 2.58% | 11,845,870 | 1.14% | ||
| (2) | Cash-settled derivatives: | |||||
| 251,021 | 0.02% | 13,273,127 | 1.28% | |||
| (3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 26,967,264 | 2.60% | 25,118,997 | 2.42% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 10 | 6.1200 GBP | ||||
| 10p ordinary | Purchase | 332 | 6.1260 GBP | ||||
| 10p ordinary | Purchase | 385 | 6.1070 GBP | ||||
| 10p ordinary | Purchase | 507 | 6.0980 GBP | ||||
| 10p ordinary | Purchase | 609 | 6.1250 GBP | ||||
| 10p ordinary | Purchase | 887 | 6.1003 GBP | ||||
| 10p ordinary | Purchase | 1,037 | 6.1054 GBP | ||||
| 10p ordinary | Purchase | 1,064 | 6.1379 GBP | ||||
| 10p ordinary | Purchase | 1,489 | 6.1130 GBP | ||||
| 10p ordinary | Purchase | 1,653 | 6.1183 GBP | ||||
| 10p ordinary | Purchase | 1,755 | 6.1269 GBP | ||||
| 10p ordinary | Purchase | 2,871 | 6.1137 GBP | ||||
| 10p ordinary | Purchase | 3,450 | 6.1060 GBP | ||||
| 10p ordinary | Purchase | 3,678 | 6.1219 GBP | ||||
| 10p ordinary | Purchase | 4,052 | 6.1232 GBP | ||||
| 10p ordinary | Purchase | 4,099 | 6.1177 GBP | ||||
| 10p ordinary | Purchase | 4,230 | 6.1240 GBP | ||||
| 10p ordinary | Purchase | 7,940 | 6.1168 GBP | ||||
| 10p ordinary | Purchase | 8,388 | 181.1249 CZK | ||||
| 10p ordinary | Purchase | 19,370 | 6.1513 GBP | ||||
| 10p ordinary | Purchase | 34,970 | 6.1160 GBP | ||||
| 10p ordinary | Purchase | 50,036 | 6.1170 GBP | ||||
| 10p ordinary | Sale | 67 | 6.1243 GBP | ||||
| 10p ordinary | Sale | 357 | 6.0994 GBP | ||||
| 10p ordinary | Sale | 436 | 6.1160 GBP | ||||
| 10p ordinary | Sale | 809 | 6.1260 GBP | ||||
| 10p ordinary | Sale | 832 | 6.1156 GBP | ||||
| 10p ordinary | Sale | 935 | 6.0985 GBP | ||||
| 10p ordinary | Sale | 1,204 | 6.1196 GBP | ||||
| 10p ordinary | Sale | 1,410 | 6.1182 GBP | ||||
| 10p ordinary | Sale | 1,584 | 6.1189 GBP | ||||
| 10p ordinary | Sale | 1,585 | 6.1045 GBP | ||||
| 10p ordinary | Sale | 2,432 | 6.1245 GBP | ||||
| 10p ordinary | Sale | 2,730 | 6.1195 GBP | ||||
| 10p ordinary | Sale | 3,437 | 6.1242 GBP | ||||
| 10p ordinary | Sale | 3,445 | 6.1240 GBP | ||||
| 10p ordinary | Sale | 3,450 | 6.1060 GBP | ||||
| 10p ordinary | Sale | 3,909 | 6.1085 GBP | ||||
| 10p ordinary | Sale | 4,105 | 6.1139 GBP | ||||
| 10p ordinary | Sale | 4,316 | 6.1193 GBP | ||||
| 10p ordinary | Sale | 13,693 | 6.1180 GBP | ||||
| 10p ordinary | Sale | 14,245 | 6.1158 GBP | ||||
| 10p ordinary | Sale | 16,069 | 6.1670 GBP | ||||
| 10p ordinary | Sale | 18,103 | 6.1124 GBP | ||||
| 10p ordinary | Sale | 28,409 | 6.1181 GBP | ||||
| 10p ordinary | Sale | 75,034 | 6.1190 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | reference | unit | ||||
| security | securities | ||||||
| 10p ordinary | SWAP | Long | 436 | 6.1160 GBP | |||
| 10p ordinary | SWAP | Long | 832 | 6.1156 GBP | |||
| 10p ordinary | SWAP | Long | 837 | 6.1215 GBP | |||
| 10p ordinary | CFD | Long | 7,213 | 6.1103 GBP | |||
| 10p ordinary | CFD | Long | 8,388 | 6.1308 GBP | |||
| 10p ordinary | SWAP | Long | 10,967 | 6.1180 GBP | |||
| 10p ordinary | CFD | Long | 11,885 | 6.1133 GBP | |||
| 10p ordinary | SWAP | Long | 14,799 | 6.1185 GBP | |||
| 10p ordinary | SWAP | Long | 18,103 | 6.1124 GBP | |||
| 10p ordinary | SWAP | Long | 22,727 | 6.1201 GBP | |||
| 10p ordinary | CFD | Long | 99,000 | 181.0750 CZK | |||
| 10p ordinary | SWAP | Short | 384 | 6.1140 GBP | |||
| 10p ordinary | SWAP | Short | 572 | 6.1264 GBP | |||
| 10p ordinary | SWAP | Short | 1,410 | 6.1980 GBP | |||
| 10p ordinary | SWAP | Short | 1,531 | 6.1146 GBP | |||
| 10p ordinary | SWAP | Short | 1,755 | 6.1269 GBP | |||
| 10p ordinary | SWAP | Short | 3,536 | 6.1086 GBP | |||
| 10p ordinary | SWAP | Short | 3,775 | 6.1237 GBP | |||
| 10p ordinary | CFD | Short | 3,957 | 6.1157 GBP | |||
| 10p ordinary | CFD | Short | 4,727 | 6.1389 GBP | |||
| 10p ordinary | CFD | Short | 8,388 | 181.2516 CZK | |||
| 10p ordinary | SWAP | Short | 10,223 | 6.1650 GBP | |||
| 10p ordinary | SWAP | Short | 13,877 | 6.1153 GBP | |||
| 10p ordinary | SWAP | Short | 18,114 | 6.1164 GBP | |||
| 10p ordinary | CFD | Short | 99,000 | 6.1149 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |||
| Date of disclosure: | 30 Dec 2021 | |||
| Contact name: | Large Holdings Regulatory Operations | |||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211230005096/en/
BARCLAYS PLC