Barclays PLC — Major Shareholding Notification 2021

Dec 24, 2021

National Storage Mechanism | Additional information

Form 8.3 - NortonLifeLock Inc - Amendment

FORM 8.3 - Amendment to Purchase and Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:
(f)	In addition to the company in 1(c) above, is the discloser making
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,392,286	0.24%	637,766	0.11%
(2)	Cash-settled derivatives:
			485,198	0.08%	1,513,170	0.26%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	2,100	0.00%
	TOTAL:		1,877,484	0.32%	2,153,036	0.37%
Class of relevant security:			Convertible Bond US668771AA66
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		390,000	0.07%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		390,000	0.07%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
Convertible Bond		Purchase		1,000		126.3125 USD
Convertible Bond		Sale		1,000		126.3125 USD
USD 0.01 common		Purchase		10		25.7250 USD
USD 0.01 common		Purchase		18		25.9200 USD
USD 0.01 common		Purchase		60		25.6300 USD
USD 0.01 common		Purchase		97		25.4900 USD
USD 0.01 common		Purchase		100		25.5700 USD
USD 0.01 common		Purchase		100		25.6250 USD
USD 0.01 common		Purchase		153		22.8650 EUR
USD 0.01 common		Purchase		300		25.6400 USD
USD 0.01 common		Purchase		303		25.5331 USD
USD 0.01 common		Purchase		307		25.5779 USD
USD 0.01 common		Purchase		309		25.5632 USD
USD 0.01 common		Purchase		326		25.5438 USD
USD 0.01 common		Purchase		338		25.5249 USD
USD 0.01 common		Purchase		441		25.5683 USD
USD 0.01 common		Purchase		546		25.5654 USD
USD 0.01 common		Purchase		668		25.5550 USD
USD 0.01 common		Purchase		719		25.5492 USD
USD 0.01 common		Purchase		811		25.5576 USD
USD 0.01 common		Purchase		812		25.5799 USD
USD 0.01 common		Purchase		900		25.5600 USD
USD 0.01 common		Purchase		945		25.5462 USD
USD 0.01 common		Purchase		1,606		25.5230 USD
USD 0.01 common		Purchase		1,967		25.6017 USD
USD 0.01 common		Purchase		2,278		25.5927 USD
USD 0.01 common		Purchase		2,288		25.5376 USD
USD 0.01 common		Purchase		2,970		25.5824 USD
USD 0.01 common		Purchase		3,009		25.7379 USD
USD 0.01 common		Purchase		3,333		25.6482 USD
USD 0.01 common		Purchase		4,361		25.6043 USD
USD 0.01 common		Purchase		6,114		25.6434 USD
USD 0.01 common		Purchase		7,884		25.5344 USD
USD 0.01 common		Purchase		9,589		25.5332 USD
USD 0.01 common		Purchase		11,447		25.5449 USD
USD 0.01 common		Purchase		12,230		25.5887 USD
USD 0.01 common		Purchase		23,910		25.5900 USD
USD 0.01 common		Purchase		86,668		25.5882 USD
USD 0.01 common		Purchase		119,031		25.5691 USD
USD 0.01 common		Sale		1		25.5200 USD
USD 0.01 common		Sale		3		25.5633 USD
USD 0.01 common		Sale		4		25.5387 USD
USD 0.01 common		Sale		4		25.5325 USD
USD 0.01 common		Sale		9		25.6200 USD
USD 0.01 common		Sale		10		25.5300 USD
USD 0.01 common		Sale		11		25.5536 USD
USD 0.01 common		Sale		17		25.7291 USD
USD 0.01 common		Sale		20		25.5610 USD
USD 0.01 common		Sale		21		25.5809 USD
USD 0.01 common		Sale		26		25.5423 USD
USD 0.01 common		Sale		27		25.5866 USD
USD 0.01 common		Sale		37		25.5602 USD
USD 0.01 common		Sale		37		25.5848 USD
USD 0.01 common		Sale		37		25.6089 USD
USD 0.01 common		Sale		46		25.5860 USD
USD 0.01 common		Sale		46		25.5854 USD
USD 0.01 common		Sale		55		25.5835 USD
USD 0.01 common		Sale		89		25.4739 USD
USD 0.01 common		Sale		100		25.5100 USD
USD 0.01 common		Sale		101		25.5948 USD
USD 0.01 common		Sale		130		25.5182 USD
USD 0.01 common		Sale		153		22.8650 EUR
USD 0.01 common		Sale		201		25.5679 USD
USD 0.01 common		Sale		202		25.5995 USD
USD 0.01 common		Sale		267		25.5000 USD
USD 0.01 common		Sale		387		25.6030 USD
USD 0.01 common		Sale		400		25.5850 USD
USD 0.01 common		Sale		600		25.6117 USD
USD 0.01 common		Sale		713		25.4957 USD
USD 0.01 common		Sale		900		25.5600 USD
USD 0.01 common		Sale		2,233		25.7800 USD
USD 0.01 common		Sale		2,456		25.5973 USD
USD 0.01 common		Sale		2,633		25.7610 USD
USD 0.01 common		Sale		3,106		25.5599 USD
USD 0.01 common		Sale		3,783		25.5469 USD
USD 0.01 common		Sale		4,361		25.6043 USD
USD 0.01 common		Sale		5,103		25.6373 USD
USD 0.01 common		Sale		5,914		25.6482 USD
USD 0.01 common		Sale		7,298		25.5314 USD
USD 0.01 common		Sale		7,663		25.5443 USD
USD 0.01 common		Sale		10,305		25.5898 USD
USD 0.01 common		Sale		11,558		25.5896 USD
USD 0.01 common		Sale		15,522		25.5675 USD
USD 0.01 common		Sale		100,813		25.5900 USD
USD 0.01 common		Sale		129,841		25.5623 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				23 Dec 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings
are being disclosed:
Name of offeror/offeree in relation to whose
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.01 common		Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211224005036/en/

BARCLAYS PLC