Barclays PLC — Major Shareholding Notification 2021

Dec 23, 2021

National Storage Mechanism | Additional information

Form 8.3 - NortonLifeLock Inc.

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:
(f)	In addition to the company in 1(c) above, is the discloser making
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,383,989	0.24%	539,305	0.09%
(2)	Cash-settled derivatives:
			341,198	0.06%	1,513,170	0.26%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	2,100	0.00%
	TOTAL:		1,725,187	0.30%	2,054,575	0.35%
Class of relevant security:			Convertible Bond US668771AA66
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		390,000	0.07%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		390,000	0.07%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		5		25.7100 USD
USD 0.01 common		Purchase		21		25.6800 USD
USD 0.01 common		Purchase		59		25.7145 USD
USD 0.01 common		Purchase		77		25.6345 USD
USD 0.01 common		Purchase		100		25.7500 USD
USD 0.01 common		Purchase		100		25.6850 USD
USD 0.01 common		Purchase		178		25.6235 USD
USD 0.01 common		Purchase		200		25.6650 USD
USD 0.01 common		Purchase		214		25.6550 USD
USD 0.01 common		Purchase		300		25.6200 USD
USD 0.01 common		Purchase		300		25.7800 USD
USD 0.01 common		Purchase		300		25.7016 USD
USD 0.01 common		Purchase		300		25.6966 USD
USD 0.01 common		Purchase		370		22.6300 EUR
USD 0.01 common		Purchase		397		25.6028 USD
USD 0.01 common		Purchase		400		25.7000 USD
USD 0.01 common		Purchase		417		25.6814 USD
USD 0.01 common		Purchase		458		25.6900 USD
USD 0.01 common		Purchase		501		25.6599 USD
USD 0.01 common		Purchase		576		25.6982 USD
USD 0.01 common		Purchase		600		25.6975 USD
USD 0.01 common		Purchase		700		25.7071 USD
USD 0.01 common		Purchase		830		25.6203 USD
USD 0.01 common		Purchase		894		25.7793 USD
USD 0.01 common		Purchase		1,857		25.7472 USD
USD 0.01 common		Purchase		2,230		25.6941 USD
USD 0.01 common		Purchase		2,684		25.7236 USD
USD 0.01 common		Purchase		2,755		25.6846 USD
USD 0.01 common		Purchase		2,921		25.6195 USD
USD 0.01 common		Purchase		3,023		25.6038 USD
USD 0.01 common		Purchase		3,498		25.6597 USD
USD 0.01 common		Purchase		4,256		25.6434 USD
USD 0.01 common		Purchase		5,237		25.6196 USD
USD 0.01 common		Purchase		5,558		25.6520 USD
USD 0.01 common		Purchase		6,053		25.6130 USD
USD 0.01 common		Purchase		51,590		25.6413 USD
USD 0.01 common		Purchase		54,219		25.6005 USD
USD 0.01 common		Purchase		61,804		25.6172 USD
USD 0.01 common		Purchase		146,710		25.6000 USD
USD 0.01 common		Sale		1		25.3000 USD
USD 0.01 common		Sale		6		25.7166 USD
USD 0.01 common		Sale		6		25.7300 USD
USD 0.01 common		Sale		6		25.6433 USD
USD 0.01 common		Sale		8		25.7037 USD
USD 0.01 common		Sale		9		25.6844 USD
USD 0.01 common		Sale		10		25.6740 USD
USD 0.01 common		Sale		13		25.6776 USD
USD 0.01 common		Sale		73		25.6287 USD
USD 0.01 common		Sale		158		25.6333 USD
USD 0.01 common		Sale		200		25.6400 USD
USD 0.01 common		Sale		201		25.6150 USD
USD 0.01 common		Sale		207		25.6198 USD
USD 0.01 common		Sale		232		25.6157 USD
USD 0.01 common		Sale		300		25.6633 USD
USD 0.01 common		Sale		303		25.6200 USD
USD 0.01 common		Sale		370		22.6300 EUR
USD 0.01 common		Sale		624		25.6900 USD
USD 0.01 common		Sale		800		25.6475 USD
USD 0.01 common		Sale		938		25.6843 USD
USD 0.01 common		Sale		947		25.6527 USD
USD 0.01 common		Sale		1,194		25.7795 USD
USD 0.01 common		Sale		1,239		25.6069 USD
USD 0.01 common		Sale		1,244		25.6984 USD
USD 0.01 common		Sale		1,752		25.6716 USD
USD 0.01 common		Sale		1,850		25.6766 USD
USD 0.01 common		Sale		1,891		25.6821 USD
USD 0.01 common		Sale		2,472		25.6530 USD
USD 0.01 common		Sale		2,615		25.6677 USD
USD 0.01 common		Sale		2,709		25.6638 USD
USD 0.01 common		Sale		3,023		25.6038 USD
USD 0.01 common		Sale		3,382		25.6586 USD
USD 0.01 common		Sale		3,512		25.6670 USD
USD 0.01 common		Sale		4,214		25.6250 USD
USD 0.01 common		Sale		6,034		25.6117 USD
USD 0.01 common		Sale		6,332		25.6562 USD
USD 0.01 common		Sale		7,756		25.6558 USD
USD 0.01 common		Sale		8,078		25.6921 USD
USD 0.01 common		Sale		10,177		25.6296 USD
USD 0.01 common		Sale		17,255		25.6136 USD
USD 0.01 common		Sale		21,858		25.6000 USD
USD 0.01 common		Sale		36,380		25.6002 USD
USD 0.01 common		Sale		69,724		25.6233 USD
USD 0.01 common		Sale		143,421		25.6001 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				23 Dec 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings
are being disclosed:
Name of offeror/offeree in relation to whose
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.01 common		Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211223005200/en/

BARCLAYS PLC